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Advisor at HONU WEALTH MANAGEMENT
SUNNYVALE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HONU WEALTH MANAGEMENT | Independent wealth | Mar 7, 2012 | n/a | yes | SUNNYVALE, CA | Current employment |
| HANVEY FINANCIAL | n/a | Oct 7, 2002 | Jul 3, 2007 | no | LOS ALTOS, CA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Jul 12, 2002 | Jul 12, 2005 | no | AUSTIN, TX|WEST LAKE HILLS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HANVEY FINANCIAL | HONU WEALTH MANAGEMENT | Jul 3, 2007 | Mar 7, 2012 | 1,709 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | HANVEY FINANCIAL | Jul 12, 2005 | Oct 7, 2002 | -1,009 | Firm change after gap | Other |