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CRD 158236
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| NOGALES INVESTORS FUND II, LP | Private Equity Fund | $85.0M | May 29, 2015 | 15 | Feb 15, 2012 | reported | 021-89336 |
| NOGALES INVESTORS FUND I, LP | Private Equity Fund | $21.2M | May 29, 2015 | 10 | Feb 15, 2012 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| NOGALES, LUIS, GUERRERO | MANAGING PARTNER | E | yes | 11/2001 | Feb 15, 2012 | May 29, 2015 |
| CHOI, JOSEPH, KYONG | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCE | Na | no | 06/2005 | Feb 15, 2012 | May 29, 2015 |
| NORRIS, JOHN, KELLER | Principal | Na | no | 11/2006 | Feb 15, 2012 | May 29, 2015 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| NOGALES INVESTORS II, LLC | n/a | n/a | n/a | N | yes | n/a |
| NOGALES INVESTORS, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | May 29, 2015 | $256M | $256M | 5 | 4 | n/a | 2 | $106M |
| 2013 | Mar 31, 2014 | $256M | $256M | 5 | 4 | n/a | 2 | $106M |
| 2012 | Feb 15, 2013 | $256M | $256M | 5 | 4 | n/a | 2 | $106M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $256M | $256M | 0.0% | n/a | n/a | 5 | 5 | n/a | n/a |