This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OCCIDENTAL ASSET MANAGEMENT, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 1, 2012earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

4

Exams

S66

First exam

Nov 24, 2014

First registration

Nov 25, 2014

Dual registered

no

Other names

MANUEL A ORTIZ|MANUEL A ORTIZ|Manuel Angel Ortiz Aquino|Manuel Ortiz

IAPD individual key

6150167

• Occurred

  Jun 1, 2025
  Advisor changed firm

  Manuel Angel Ortiz Aquino left J.P. Morgan Securities Llc for Occidental Asset Management, Llc (registered 2025-06-16)

  Form ADVobserved 5 days ago
• Occurred

  Jan 5, 2024
  Advisor changed firm

  Manuel Angel Ortiz Aquino left Charles Schwab & Co., Inc. for J.P. Morgan Securities Llc (registered 2024-01-29)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ff23bf22-1572-56fa-c8ae-9cf3c72726e7

First observed

Nov 25, 2014

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.