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CRD 106945
RESTON, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| KENNETH ELLIOTT STANLEY | n/a | VIENNA, VA | 38 | 47 | n/a | no |
| THOMAS DURRELL HUNT | n/a | Duck , NC | 38 | 41 | n/a | no |
| PETER CHRISTOPHER WOOLSTON | n/a | ESSEX, CT | 35 | 45 | n/a | no |
| JOHN MICHAEL DALEY | n/a | CARLISLE, PA | 35 | 42 | n/a | no |
| CHRISTINE RICHTER ARLITT | n/a | HOUSTON, TX | 34 | 38 | n/a | no |
| LOWELL DORRANCE PRATT | Chartered Financial Analyst | RESTON, VA | 34 | 40 | n/a | no |
| RICHARD ELMER BAUCHSPIES | Chartered Financial Analyst | PORTSMOUTH, RI | 33 | 34 | n/a | no |
| SHERRIE PARKS CAMPBELL | n/a | WATKINSVILLE, GA | 19 | 35 | n/a | no |
| EVGENY VYACHESLAVOVICH GUSHCHA | n/a | RESTON, VA | 16 | 18 | n/a | no |
| JOHN WILLIAM DRERUP | n/a | Union City, TN | 16 | 22 | n/a | no |
| BIJAL HARSHAD PATEL | n/a | Richmond, VA | 14 | 30 | 1 | no |
| ALEXANDRU CRISTIAN KEVORCHIAN | n/a | Reston, VA | 13 | 14 | n/a | no |
| ANDREW JOSEPH PRATT | n/a | RESTON, VA | 13 | 14 | n/a | no |
| Leslie Smith Sinyard | n/a | Watkinsville, GA | 9 | 14 | n/a | no |
| KYLE PATRICK MCFARLAND | Certified Financial Planner | RESTON, VA | Nashville, TN | 9 | 10 | 1 | no |
| Jodi Lee Bowman | n/a | Carlisle, PA | 9 | 12 | n/a | no |
| Fariba Shahbaz | n/a | RESTON, VA | 8 | 30 | n/a | no |
| Brenna Renee Allsopp | Certified Financial Planner | Reston, VA | 7 | 12 | n/a | no |
| Robert Louis Pratt | n/a | Reston, VA | 5 | 10 | n/a | no |
| HARRIET BRIDJETT FOUNTAIN | n/a | Reston, VA | 5 | 30 | n/a | no |
| Brian Quantrille | n/a | Reston, VA | 4 | 13 | n/a | no |
| Albert John Mullan | n/a | Reston, VA | 3 | 12 | n/a | no |
| Anne Arden Majors | n/a | RESTON, VA | Reston, VA | 2 | 11 | n/a | no |
| Clayton Pierce Owen | n/a | Athens, GA | 2 | 10 | n/a | no |
| Erin Eileen Evans | n/a | RESTON, VA | 2 | 12 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BAUCHSPIES, RICHARD, ELMER | DIRECTOR, SHAREHOLDER | A | yes | 01/2006 | Mar 30, 2026 | Mar 30, 2026 |
| CAMPBELL, SHERRIE, PARKS | Director | Na | yes | 06/2019 | Mar 30, 2026 | Mar 30, 2026 |
| DALEY, JOHN, MICHAEL | Director | Na | yes | 07/2009 | Mar 30, 2026 | Mar 30, 2026 |
| DRERUP, JOHN, WILLIAM | Director | Na | yes | 01/2024 | Mar 30, 2026 | Mar 30, 2026 |
| HUNT, THOMAS, DURRELL | DIRECTOR, SHAREHOLDER | A | yes | 07/2017 | Mar 30, 2026 | Mar 30, 2026 |
| PRATT, ANDREW, JOSEPH | Director | Na | yes | 01/2024 | Mar 30, 2026 | Mar 30, 2026 |
| PRATT, LOWELL, DORRANCE | PRESIDENT, CHAIRMAN, SHAREHOLDER | D | yes | 01/1999 | Mar 30, 2026 | Mar 30, 2026 |
| SHEN, XIN | DIRECTOR, SHAREHOLDER | A | yes | 03/2016 | Mar 30, 2026 | Mar 30, 2026 |
| STEWART, WILLIAM, ABBOTT | CHIEF OPERATING OFFICER | A | yes | 01/2006 | Mar 30, 2026 | Mar 30, 2026 |
| THE BURNEY COMPANY | Company | A | yes | 05/2024 | Mar 30, 2026 | Mar 30, 2026 |
| WALSH, MARTIN | DIRECTOR, SHAREHOLDER | A | yes | 05/2015 | Mar 30, 2026 | Mar 30, 2026 |
| WOOLSTON, PETER, CHRISTOPHER | Director | Na | yes | 07/2009 | Mar 30, 2026 | Mar 30, 2026 |
| FERBERT, WAYNE, PATRICK | SENIOR MANAGING DIRECTOR | Na | no | 02/2024 | Mar 30, 2026 | Mar 30, 2026 |
| NEWMAN, MICHAEL, JOSEPH | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/DIRECTOR | Na | no | 04/2024 | Mar 30, 2026 | Mar 30, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| JOHNS CREEK | Ga | United States | 1 | no |
| INDIAN LAND | Sc | United States | 1 | no |
| Nashville | Tn | United States | 1 | no |
| Richmond | Va | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $3.6B | $3.6B | 46 | 42 | 14 | n/a | n/a |
| 2024 | Mar 31, 2025 | $3.1B | $3.1B | 46 | 42 | 14 | n/a | n/a |
| 2023 | Mar 22, 2024 | $2.7B | $2.7B | 42 | 40 | 14 | n/a | n/a |
| 2022 | Mar 23, 2023 | $2.3B | $2.3B | 41 | 40 | 14 | n/a | n/a |
| 2021 | Mar 23, 2022 | $2.6B | $2.6B | 40 | 40 | 9 | n/a | n/a |
| 2020 | Mar 26, 2021 | $2.1B | $2.1B | 43 | 43 | 10 | n/a | n/a |
| 2019 | Mar 30, 2020 | $2.1B | $2.1B | 42 | 42 | 10 | n/a | n/a |
| 2018 | Mar 28, 2019 | $1.7B | $1.7B | 42 | 42 | 9 | n/a | n/a |
| 2017 | Mar 28, 2018 | $1.9B | $1.9B | 42 | 41 | 10 | n/a | n/a |
| 2016 | Mar 16, 2017 | $1.7B | $1.7B | 40 | 30 | n/a | n/a | n/a |
| 2015 | Mar 15, 2016 | $1.5B | $1.5B | 40 | 30 | n/a | n/a | n/a |
| 2014 | Mar 10, 2015 | $1.5B | $1.5B | 40 | 30 | n/a | n/a | n/a |
| 2013 | Mar 19, 2014 | $1.2B | $1.2B | 40 | 30 | n/a | n/a | n/a |
| 2012 | Mar 7, 2013 | $799M | $799M | 40 | 30 | n/a | n/a | n/a |
| 2011 | Mar 7, 2012 | $843M | $843M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 4 | 1 | 3 | 2.7% | 1 | 0 | 0 | 4 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.6B | $3.1B | 14.4% | $2.3B | 16.8% | 46 | 46 | 14 | 14 |