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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Sunny Saurabh Sharma

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Hercules, CA

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Search this name across graphsid dfx:ria:ff2bfc03-0783-e591-4c6c-8d9c433522fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 19, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 3, 2015
First registration: Mar 19, 2015
Dual registered: yes, broker-dealer
Other names: Saurabh Sharma
IAPD individual key: 6388621

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	May 19, 2025	n/a	yes	Hercules, CA	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jan 5, 2023	May 21, 2025	no	SAN DIEGO, CA\|Hercules, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 6, 2019	Jan 20, 2023	no	HERCULES, CA\|HERCULES, CA\|SAN DIEGO, CA	Previous registration
EDWARD JONES	National bd RIA	Mar 19, 2015	Nov 8, 2019	no	HERCULES, CA\|WALNUT CREEK, CA\|HERCULES, CA\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	May 21, 2025	May 19, 2025	-2	Firm change	Ibd to ibd
LPL FINANCIAL LLC	COMMONWEALTH FINANCIAL NETWORK	Jan 20, 2023	Jan 5, 2023	-15	Firm change	RIA to ibd
EDWARD JONES	LPL FINANCIAL LLC	Nov 8, 2019	Nov 6, 2019	-2	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
May 19, 2025 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jan 5, 2023 to May 21, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 6, 2019 to Jan 20, 2023factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Mar 19, 2015 to Nov 8, 2019factForm ADV

Dated events

Occurred
May 21, 2025
Advisor changed firm
Sunny Saurabh Sharma left Commonwealth Financial Network for Cambridge Investment Research Advisors, Inc. (registered 2025-05-19)
Form ADVobserved 4 days ago
Occurred
Jan 20, 2023
Advisor changed firm
Sunny Saurabh Sharma left Lpl Financial Llc for Commonwealth Financial Network (registered 2023-01-05)
Form ADVobserved 4 days ago