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Advisor at ROBERT W. BAIRD & CO. INCORPORATED
Waukesha, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | May 22, 2026 | n/a | yes | Waukesha, WI | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | Jun 4, 2026 | no | SCHAUMBURG, IL | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Aug 25, 2025 | Sep 5, 2025 | no | DALLAS, TX|South Milwaukee, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | ROBERT W. BAIRD & CO. INCORPORATED | Jun 4, 2026 | May 22, 2026 | -13 | Firm change | Ibd to RIA |
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |