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Advisor at EDWARD JONES
BRONXVILLE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | May 28, 2013 | n/a | yes | BRONXVILLE, NY | Current employment |
| ASTOR ASSET MANAGEMENT LLC | Former SEC adviser | Sep 6, 2012 | May 28, 2013 | no | DOBBS FERRY, NY|CHICAGO, IL | Previous registration |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | Asset manager | May 24, 2002 | Jul 18, 2007 | no | PARSIPPANY, NJ|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ASTOR ASSET MANAGEMENT LLC | EDWARD JONES | May 28, 2013 | May 28, 2013 | 0 | Firm change | Other |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | ASTOR ASSET MANAGEMENT LLC | Jul 18, 2007 | Sep 6, 2012 | 1,877 | Firm change after gap | Other |