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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

SHAWNA D'LENE LARSON

Advisor at LPL FINANCIAL LLC

LUBBOCK, TX

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Search this name across graphsid dfx:ria:ff3bbd9c-483c-3117-9017-b54a1e405b7e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 31, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 31, 1998
First registration: Dec 13, 2000
Dual registered: yes, broker-dealer
Other names: SHAWNA D'LENE HUDDLESTON|SHAWNA DLENE LARSON
IAPD individual key: 2995414

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 28, 2022	n/a	yes	LUBBOCK, TX	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Mar 13, 2012	Jan 6, 2021	no	LUBBOCK, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Mar 13, 2012	no	LUBBOCK, TX\|LUBBOCK, TX\|POST, TX\|LUBBOCK, TX\|AUSTIN, TX	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Dec 13, 2000	Jan 3, 2011	no	LUBBOCK, TX\|LUBBOCK, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	Jan 6, 2021	Mar 28, 2022	446	Firm change after gap	Ibd to RIA
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Mar 13, 2012	Mar 13, 2012	0	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 28, 2022 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Mar 13, 2012 to Jan 6, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Mar 13, 2012factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 13, 2000 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.