DFX Intelligence

R•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor14 years in industry

R•••••• M•••••••

Advisor at A•••• C•••• W••••• M••••••••• L••

SOUTHLAKE, TX | Manalapan, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 16, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• C•••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 4, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• C•••• W••••• M••••••••• L••	State registered	Jun 19, 2025	n/a	yes	SOUTHLAKE, TX\|Manalapan, NJ	Current employment
A•••• C•••• W••••• M••••••••• L••	State registered	Feb 22, 2023	Dec 26, 2024	no	Manalapan, NJ\|SOUTHLAKE, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• A•••••••	A•••• C•••• W••••• M••••••••• L••	Feb 15, 2023	Feb 22, 2023	7	Firm change	Ibd to state RIA

Relationships

Registered with (2)

→ A•••• C•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 22, 2023 to Dec 26, 2024factForm ADV
→ P•••••••• A•••••••Registered adviserregistration: previous registration
Jun 29, 2020 to Feb 15, 2023factForm ADV

Dated events

Order

Occurred
15 Feb 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 16, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.