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CRD 284537
ROAD TOWN, TORTOLLA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ROCKE, CHRISTOPHER, NMI | DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | yes | 06/2016 | Oct 5, 2016 | Sep 18, 2017 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2017 | Sep 18, 2017 | $0 | $0 | 1 | 1 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2017 | $0 | n/a | n/a | n/a | n/a | 1 | n/a | n/a | n/a |