DFX Intelligence
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Reading the graph
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Advisor at I••••••••• L••••• F•
NEW BRAUNFELSS, TX | Brownsboro, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• L••••• F• | State registered | Jul 23, 2025 | n/a | yes | NEW BRAUNFELSS, TX|Brownsboro, TX | Current employment |
| C•••••• S••••• • C••• I••• | National bd RIA | Sep 8, 2022 | Nov 13, 2023 | no | Westlake, TX|Wright City, OK |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | I••••••••• L••••• F• | Nov 13, 2023 | Jul 23, 2025 | 618 | Firm change after gap | Ibd to state RIA |
| E•••••• A••••••• G••••• L•• | C•••••• S••••• • C••• I••• | Jul 26, 2022 | Sep 8, 2022 |
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Nov 12, 2021 | Jul 26, 2022 | no | GREENWOOD VILLAGE, CO|FORT WORTH, TX | Previous registration |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Mar 26, 2021 | no | BOSTON, MA | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Oct 4, 2017 | Jul 13, 2018 | no | WESTLAKE, TX | Previous registration |
| 44 |
| Firm change |
| Ibd to ibd |
| F••••••• P••••••• A•• W•••••••• A••••••• | E•••••• A••••••• G••••• L•• | Mar 26, 2021 | Nov 12, 2021 | 231 | Firm change | Other |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |