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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

THE NORTHSTAR GROUP, INC.

CRD 110409

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff4d71ff-9bb3-7ecb-5ebc-b1dcdd146a55

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2012 to Mar 24, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=4.0
Regulatory AUM: $1.0BItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $989MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $202Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 677
Individual clients: 53
High net worth clients: 199
Custody, client assets: $238M
SEC number: 801-41169
CIK: 1631408
CRD: 110409
Filings on the tape: 30
First filed: Mar 22, 2012
Latest filed: Mar 24, 2026
Organised: Corporation, NY
Website: thenorthstargroupinc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LINDA LEIGH RAY	n/a	NEW YORK, NY	9	45	n/a	yes
Jeffrey Francis Dziegielewski	Chartered Financial Analyst	New York, NY	5	14	n/a	yes
JOSHUA RENE GARCIA	n/a	New York, NY	5	13	n/a	yes
HENRY C. ASHER	n/a	New York, NY	5	42	n/a	yes
DANA EVE JACOBY	n/a	NEW YORK, NY	0	12	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ASHER, HENRY, C.	President	E	yes	04/1986	Mar 24, 2026	Mar 24, 2026
GARCIA, JOSHUA, RENE	CHIEF COMPLIANCE OFFICER	Na	yes	03/2022	Mar 24, 2026	Mar 24, 2026
RAY, LINDA, LEIGH	VICE PRESIDENT	Na	yes	10/1995	Mar 24, 2026	Mar 24, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$1.0B	$1.0B	6	6	0	n/a	n/a
2024	Mar 13, 2025	$872M	$872M	5	5	0	n/a	n/a
2023	Mar 15, 2024	$718M	$718M	5	5	0	n/a	n/a
2022	Mar 22, 2023	$608M	$608M	5	5	0	n/a	n/a
2021	Mar 17, 2022	$713M	$713M	5	5	0	n/a	n/a
2020	Mar 15, 2021	$601M	$601M	5	5	0	n/a	n/a
2019	Mar 11, 2020	$504M	$504M	5	5	0	n/a	n/a
2018	Mar 6, 2019	$414M	$414M	5	5	0	n/a	n/a
2017	Feb 21, 2018	$414M	$414M	5	5	0	n/a	n/a
2016	Feb 22, 2017	$339M	$339M	6	5	n/a	n/a	n/a
2015	Mar 18, 2016	$309M	$309M	5	5	n/a	n/a	n/a
2014	Mar 16, 2015	$316M	$316M	6	5	n/a	n/a	n/a
2013	Mar 17, 2014	$285M	$285M	4	4	n/a	n/a	n/a
2012	Mar 20, 2013	$252M	$252M	3	2	n/a	n/a	n/a
2011	Mar 22, 2012	$221M	$221M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$872M	15.7%	$608M	18.3%	6	5	0	0

Relationships

Registered with (5)

← DANA EVE JACOBYAdvisorregistration: current employment
Jun 9, 2026 to presentfactForm ADV
← HENRY C. ASHERAdvisorregistration: current employment
May 29, 2021 to presentfactForm ADV
← Jeffrey Francis DziegielewskiAdvisorregistration: current employment
Feb 14, 2021 to presentfactForm ADV
← JOSHUA RENE GARCIAAdvisorregistration: current employment
Feb 14, 2021 to presentfactForm ADV
← LINDA LEIGH RAYAdvisorregistration: current employment
Jan 19, 2017 to presentfactForm ADV

Controls (3)

← GARCIA, JOSHUA, RENEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 17, 2022 to Mar 15, 2024factForm ADV
← RAY, LINDA, LEIGHOwnerVICE PRESIDENT, ownership code NA, individual
Mar 22, 2012 to Mar 15, 2024factForm ADV
← ASHER, HENRY, C.OwnerPRESIDENT, ownership code E, individual
Mar 22, 2012 to Mar 15, 2024factForm ADV

Dated events

Occurred
Mar 17, 2022
Control person joined
Rene Joshua Garcia (Chief Compliance Officer) appeared on Schedule A of The Northstar Group, Inc.
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff4d71ff-9bb3-7ecb-5ebc-b1dcdd146a55
First observed: Mar 22, 2012
Last observed: Mar 24, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE NORTHSTAR GROUP, INC.

CRD 110409

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff4d71ff-9bb3-7ecb-5ebc-b1dcdd146a55

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:34 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LINDA LEIGH RAY

n/a

NEW YORK, NY

n/a

yes

Jeffrey Francis Dziegielewski

Chartered Financial Analyst

New York, NY

n/a

yes

JOSHUA RENE GARCIA

n/a

New York, NY

n/a

yes

HENRY C. ASHER

n/a

New York, NY

n/a

yes

DANA EVE JACOBY

n/a

NEW YORK, NY

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ASHER, HENRY, C.

President

yes

04/1986

Mar 24, 2026

GARCIA, JOSHUA, RENE

CHIEF COMPLIANCE OFFICER

yes

03/2022

Mar 24, 2026

RAY, LINDA, LEIGH

VICE PRESIDENT

yes

10/1995

Mar 24, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$1.0B

n/a

2024

Mar 13, 2025

$872M

n/a

2023

Mar 15, 2024

$718M

n/a

2022

Mar 22, 2023

$608M

n/a

2021

Mar 17, 2022

$713M

n/a

2020

Mar 15, 2021

$601M

n/a

2019

Mar 11, 2020

$504M

n/a

2018

Mar 6, 2019

$414M

n/a

2017

Feb 21, 2018

$414M

n/a

2016

Feb 22, 2017

$339M

n/a

2015

Mar 18, 2016

$309M

n/a

2014

Mar 16, 2015

$316M

n/a

2013

Mar 17, 2014

$285M

n/a

2012

Mar 20, 2013

$252M

n/a

2011

Mar 22, 2012

$221M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.0B

$872M

15.7%

$608M

18.3%