DFX Intelligence

N••••• R••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

N••••• R••••• N•••••

Advisor at C•••• W•••••• • A••••••••• L••

FRISCO, TX

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Search this name across graphsid dfx:ria:ff4d9d30-81a4-2f7f-7d7c-c850d6b49471

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 29, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• W•••••• • A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• W•••••• • A••••••••• L••	Independent wealth	Sep 2, 2026	n/a	yes	FRISCO, TX	Current employment
F••••• I•••••••••	Independent wealth	Oct 29, 2019	Aug 20, 2026	no	PLANO, TX\|PLANO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	C•••• W•••••• • A••••••••• L••	Aug 20, 2026	Sep 2, 2026	13	Firm change	RIA to RIA

Relationships

Registered with (2)

→ C•••• W•••••• • A••••••••• L••Registered adviserregistration: current employment
Sep 2, 2026 to presentfactForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Oct 29, 2019 to Aug 20, 2026factForm ADV

Dated events

Occurred
Aug 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff4d9d30-81a4-2f7f-7d7c-c850d6b49471
First observed: Oct 29, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.