DFX Intelligence

Data Factory

E••• C•••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

E••• C•••••••• M•••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Danville, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff4fb395-fd57-4d38-84e6-af8aeefb1e61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 22, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Aug 13, 2026	n/a	yes	Danville, KY	Current employment
M••••••••• A•••••••• L••	Independent wealth	Jun 23, 2023	Jun 29, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• A•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jun 29, 2026	Aug 13, 2026	45	Firm change	RIA to ibd
A•••• W••••• A•••••••• L••	M••••••••• A•••••••• L••	Jul 6, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
145488:324239:NY:2023-06-29	Jul 6, 2023	Jun 23, 2023	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Aug 13, 2026 to presentfactForm ADV
→ M••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 23, 2023 to Jun 29, 2026factForm ADV
→ A•••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 22, 2022 to Jul 6, 2023factForm ADV

Dated events

Occurred
Jun 29, 2026
Advisor changed firm
E••• C•••••••• M••••• left M••••••••• A•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-08-13)
Form ADVobserved 6 days ago
Occurred
Jul 6, 2023
Advisor changed firm
E••• C•••••••• M••••• left A•••• W••••• A•••••••• L•• for M••••••••• A•••••••• L•• (registered 2023-06-23)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff4fb395-fd57-4d38-84e6-af8aeefb1e61
First observed: Mar 22, 2022
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.