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Advisor at EDWARD JONES
SPRING BRANCH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Jul 13, 2015 | n/a | yes | SPRING BRANCH, TX | Current employment |
| CAPITAL ONE ADVISORS, LLC | Former SEC adviser | Feb 10, 2015 | Jun 30, 2015 | no | FRANKLIN, WA|MCLEAN, VA | Previous registration |
| EDWARD JONES | National bd RIA | Sep 17, 2012 | Sep 23, 2014 | no | BATON ROUGE, LA|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL ONE ADVISORS, LLC | EDWARD JONES | Jun 30, 2015 | Jul 13, 2015 | 13 | Firm change | Other |
| EDWARD JONES | CAPITAL ONE ADVISORS, LLC | Sep 23, 2014 | Feb 10, 2015 | 140 | Firm change | Other |