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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JAMES ADDISON BARASA

Advisor at CIBC PRIVATE WEALTH ADVISORS, INC.

Chicago, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff51f257-5f74-8a11-1986-fe79569f4882

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Feb 6, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

James Addison Barasa

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CIBC PRIVATE WEALTH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 2, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 6
Exams: S63|S65
First exam: May 2, 2001
First registration: Feb 6, 2002
Dual registered: yes, broker-dealer
Other names: JAMES ADDISON BARASA
IAPD individual key: 4603972

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CIBC PRIVATE WEALTH ADVISORS, INC.	Bd affiliated wealth	Nov 3, 2017	n/a	yes	Chicago, IL	Current employment
GENEVA ADVISORS, LLC	Former SEC adviser	Jul 27, 2009	Sep 1, 2017	no	CHICAGO, IL	Previous registration
BARASA & ASSOCIATES, LTD.	n/a	Feb 6, 2002	Dec 31, 2006	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GENEVA ADVISORS, LLC	CIBC PRIVATE WEALTH ADVISORS, INC.	Sep 1, 2017	Nov 3, 2017	63	Bulk transfer	Other
BARASA & ASSOCIATES, LTD.	GENEVA ADVISORS, LLC	Dec 31, 2006	Jul 27, 2009	939	Firm change after gap	Other

Relationships

Registered with (3)

→ CIBC PRIVATE WEALTH ADVISORS, INC.Registered adviserregistration: current employment
Nov 3, 2017 to presentfactForm ADV
→ GENEVA ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 27, 2009 to Sep 1, 2017factForm ADV
→ BARASA & ASSOCIATES, LTD.Registered adviserregistration: previous registration
Feb 6, 2002 to Dec 31, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff51f257-5f74-8a11-1986-fe79569f4882
First observed: Feb 6, 2002
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAMES ADDISON BARASA

Advisor at CIBC PRIVATE WEALTH ADVISORS, INC.

Chicago, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff51f257-5f74-8a11-1986-fe79569f4882

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:39 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CIBC PRIVATE WEALTH ADVISORS, INC.

Bd affiliated wealth

Nov 3, 2017

n/a

yes

Chicago, IL

Current employment

GENEVA ADVISORS, LLC

Former SEC adviser

Jul 27, 2009

Sep 1, 2017

CHICAGO, IL

Previous registration

BARASA & ASSOCIATES, LTD.

n/a

Feb 6, 2002

Dec 31, 2006

CHICAGO, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

GENEVA ADVISORS, LLC

CIBC PRIVATE WEALTH ADVISORS, INC.

Sep 1, 2017

Nov 3, 2017

Bulk transfer

Other

BARASA & ASSOCIATES, LTD.

GENEVA ADVISORS, LLC

Dec 31, 2006

Jul 27, 2009

939

Firm change after gap

Other