DFX Intelligence

L•••• B••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

L•••• B••••• S••••••

Advisor at D••••• V•••• C••••••• L••

Walnut Creek, CA

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Search this name across graphsid dfx:ria:ff52945d-b79c-2080-a6b3-9f1ed1f31bb1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 21, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• V•••• C••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 22, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• V•••• C••••••• L••	State registered	Jan 21, 2011	n/a	yes	Walnut Creek, CA	Current employment
I•••••• C•••••• R••••••• • M••••••••• I••	Former SEC adviser	Jul 21, 2004	Dec 3, 2010	no	WALNUT CREEK, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• C•••••• R••••••• • M••••••••• I••	D••••• V•••• C••••••• L••	Dec 3, 2010	Jan 21, 2011	49	Firm change	Other

Relationships

Registered with (2)

→ D••••• V•••• C••••••• L••Registered adviserregistration: current employment
Jan 21, 2011 to presentfactForm ADV
→ I•••••• C•••••• R••••••• • M••••••••• I••Registered adviserregistration: previous registration
Jul 21, 2004 to Dec 3, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff52945d-b79c-2080-a6b3-9f1ed1f31bb1
First observed: Jul 21, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.