DFX Intelligence

E•••••• A••••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

E•••••• A••••• R•••••••••

Advisor at V••••• I••••••••• A•••••••• L••

STAMFORD, CT

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Search this name across graphsid dfx:ria:ff566fde-5284-9497-f2a1-4c0e14d6a0a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 10, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 16, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• I••••••••• A•••••••• L••	Independent wealth	Jan 22, 2020	n/a	yes	STAMFORD, CT	Current employment
E•••• F•••••••• S•••••••• I•••	Independent wealth	May 3, 2016	Jul 5, 2019	no	E••••, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• F•••••••• S•••••••• I•••	V••••• I••••••••• A•••••••• L••	Jul 5, 2019	Jan 22, 2020	201	Firm change	RIA to RIA
C•••••••• F•••••••• G•••• A•••••••	E•••• F•••••••• S•••••••• I•••	Mar 30, 2016	May 3, 2016

Relationships

Registered with (6)

→ V••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 22, 2020 to presentfactForm ADV
→ E•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 3, 2016 to Jul 5, 2019factForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
May 2, 2014 to Mar 30, 2016factForm ADV
→ N•••••••• W••••• P••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff566fde-5284-9497-f2a1-4c0e14d6a0a7
First observed: Dec 10, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.