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Advisor at EQUITABLE ADVISORS, LLC
WILMINGTON, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Oct 3, 2022 | n/a | yes | WILMINGTON, DE | Current employment |
| PENN INVESTMENT ADVISORS, INC. | Former SEC adviser | Jan 16, 2015 | Mar 31, 2023 | no | BALA CYNWYD, PA | Previous registration |
| LONGVIEW CAPITAL MANAGEMENT LLC | Former SEC adviser | Nov 3, 2009 | Dec 12, 2014 | no | WILMINGTON, DE | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jul 11, 2007 | Nov 2, 2009 | no | MARLTON, NJ|WILMINGTON, DE | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Jun 30, 2003 | Jul 3, 2007 | no | YARDLEY, PA|NEWTOWN, PA | Previous registration |
| CHOREO, LLC | Independent wealth | May 30, 2003 | Nov 7, 2003 | no | NEWTON, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PENN INVESTMENT ADVISORS, INC. | EQUITABLE ADVISORS, LLC | Mar 31, 2023 | Oct 3, 2022 | -179 | Channel change | RIA to ibd |
| LONGVIEW CAPITAL MANAGEMENT LLC | PENN INVESTMENT ADVISORS, INC. | Dec 12, 2014 | Jan 16, 2015 | 35 | Firm change | Other |
| VOYA FINANCIAL ADVISORS, INC. | LONGVIEW CAPITAL MANAGEMENT LLC | Nov 2, 2009 | Nov 3, 2009 | 1 | Firm change | Other |
| AMERIPRISE ADVISOR SERVICES, INC. | VOYA FINANCIAL ADVISORS, INC. | Jul 3, 2007 | Jul 11, 2007 | 8 | Firm change | Other |
| CHOREO, LLC | AMERIPRISE ADVISOR SERVICES, INC. | Nov 7, 2003 | Jun 30, 2003 | -130 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151715:6627:PA:2023-03-31 | Mar 31, 2023 | Oct 3, 2022 | BALA CYNWYD, PA | Firm change after gap |