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Advisor at OSAIC WEALTH, INC.
MESA, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | MESA, AZ | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 1, 2019 | Jan 19, 2024 | no | GILBERT, AZ | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Oct 2, 2013 | Mar 1, 2019 | no | MINNEAPOLIS, MN|GILBERT, AZ | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Sep 15, 2008 | Sep 9, 2013 | no | GILBERT, AZ|TEMPE, AZ|APPLETON, WI | Previous registration |
| SCF INVESTMENT ADVISORS, INC. | Former SEC adviser | Mar 20, 2007 | Aug 27, 2008 | no | FRESNO, CA | Previous registration |
| COUNTRY TRUST BANK | n/a | Dec 16, 2003 | Mar 27, 2007 | no | MESA, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| QUESTAR ASSET MANAGEMENT, INC. | WOODBURY FINANCIAL SERVICES, INC. | Mar 1, 2019 | Mar 1, 2019 | 0 | Bulk transfer | Ibd to ibd |
| SII INVESTMENTS, INC. | QUESTAR ASSET MANAGEMENT, INC. | Sep 9, 2013 | Oct 2, 2013 | 23 | Firm change | Other |
| SCF INVESTMENT ADVISORS, INC. | SII INVESTMENTS, INC. | Aug 27, 2008 | Sep 15, 2008 | 19 | Firm change | Other |
| COUNTRY TRUST BANK | SCF INVESTMENT ADVISORS, INC. | Mar 27, 2007 | Mar 20, 2007 | -7 | Firm change | Other |