DFX Intelligence

M•••••• L••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

M•••••• L••••• S••••

Advisor at F••••••

St. Augustine, FL | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:ff662c15-c313-baac-2358-7ddb8bb9236b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 17, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 21, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Aug 26, 2024	n/a	yes	SAN FRANCISCO, CA\|St. Augustine, FL	Current employment
R••• C•••• W••••• P••••••• A•• A••••••• L••	Former SEC adviser	Jun 20, 2019	Nov 17, 2021	no	Jackson, MS\|SILVER SPRING, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••• C•••• W••••• P••••••• A•• A••••••• L••	F••••••	Nov 17, 2021	Aug 26, 2024	1,013	Firm change after gap	RIA to RIA
C••••••• W••••• M••••••••• L••	R••• C•••• W••••• P••••••• A•• A••••••• L••	Jun 24, 2019	Jun 20, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
165610:298104:MD:2019-06-24	Jun 24, 2019	Jun 20, 2019	R•••VILLE, MD	Firm change

Relationships

Registered with (7)

→ F••••••Registered adviserregistration: current employment
Aug 26, 2024 to presentfactForm ADV
→ R••• C•••• W••••• P••••••• A•• A••••••• L••Registered adviserregistration: previous registration
Jun 20, 2019 to Nov 17, 2021factForm ADV
→ C••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 18, 2018 to Jun 24, 2019factForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff662c15-c313-baac-2358-7ddb8bb9236b
First observed: Apr 17, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.