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Advisor at WELLS FARGO ADVISORS
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 21, 2022 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Jun 16, 2022 | no | SCOTTSDALE, AZ|FOUNTAIN HILLS, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ|Scottsdale, AZ|Scottsdale, AZ|Scottsdale, AZ|Scottsdale, AZ | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Feb 2, 2009 | Oct 1, 2012 | no | FOUNTAIN HILLS, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ|PHOENIX, AZ|SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Jun 16, 2022 | Jun 21, 2022 | 5 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:19616:AZ:2022-06-16 | Jun 16, 2022 | Jun 21, 2022 | SCOTTSDALE, AZ | Firm change |