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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WINSLOW ASSET MANAGEMENT INC

CRD 106337

BEACHWOOD, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff70a4cd-a912-c78a-b370-0d70df58ab00

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 5
On other graphs: 0
Observed: Feb 28, 2012 to Mar 30, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.68 fund_share=0.0 institutional_share=0.32 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $627MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $627M
Private client RAUM: $428MderivedItem 5.D individuals plus high net worth individuals
Private client share: 68%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $157Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 130
Individual clients: 0
High net worth clients: 124
Custody, client assets: $175M
SEC number: 801-41392
CIK: 1286534
CRD: 106337
Filings on the tape: 27
First filed: Feb 28, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, OH
Website: winslowasset.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GERALD WAYNE GOLDBERG	n/a	BEACHWOOD, OH	26	34	n/a	no
BARBARA ANN MYERS	n/a	BEACHWOOD, OH	26	32	n/a	no
SUSAN FINE AKERS	n/a	BEACHWOOD, OH	23	29	n/a	no
PHOEBE VANDUSEN SYLVESTER KAYLOR	n/a	BEACHWOOD, OH	21	30	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOLDBERG, GERALD, WAYNE	CHAIRMAN, CIO	E	yes	06/1992	Feb 28, 2012	Mar 26, 2024
GOLDBERG, TIMOTHY, SETH	CHIEF EXECUTIVE OFFICER	A	yes	06/2022	Mar 22, 2019	Mar 26, 2024
Roberts, Kimberly, S	CHIEF COMPLIANCE OFFICER	Na	yes	05/2019	May 29, 2019	Mar 26, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$627M	$627M	6	4	0	n/a	n/a
2024	Mar 25, 2025	$582M	$582M	5	3	0	n/a	n/a
2023	Mar 26, 2024	$586M	$586M	7	5	0	n/a	n/a
2022	Mar 27, 2023	$504M	$504M	7	5	0	n/a	n/a
2021	Mar 30, 2022	$629M	$629M	7	5	0	n/a	n/a
2020	Mar 29, 2021	$531M	$531M	7	5	0	n/a	n/a
2019	Mar 31, 2020	$496M	$496M	8	6	0	n/a	n/a
2018	Mar 22, 2019	$528M	$497M	6	4	0	n/a	n/a
2017	Mar 15, 2018	$631M	$599M	7	5	0	n/a	n/a
2016	Mar 23, 2017	$554M	$534M	7	5	n/a	n/a	n/a
2015	Mar 29, 2016	$609M	$559M	7	5	n/a	n/a	n/a
2014	Mar 17, 2015	$732M	$675M	8	6	n/a	n/a	n/a
2013	Mar 12, 2014	$695M	$649M	8	6	n/a	n/a	n/a
2012	Feb 11, 2013	$570M	$561M	7	5	n/a	n/a	n/a
2011	Feb 28, 2012	$475M	$466M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	50.0%	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$627M	$582M	7.7%	$504M	7.5%	6	5	0	0

Relationships

Registered with (6)

← PHOEBE VANDUSEN SYLVESTER KAYLORAdvisorregistration: current employment
Feb 24, 2005 to presentfactForm ADV
← SUSAN FINE AKERSAdvisorregistration: current employment
Nov 29, 2002 to presentfactForm ADV
← GERALD WAYNE GOLDBERGAdvisorregistration: current employment
Nov 10, 1999 to presentfactForm ADV
← BARBARA ANN MYERSAdvisorregistration: current employment
Nov 10, 1999 to presentfactForm ADV
← JEFFREY BUTLER TRAVISAdvisorregistration: previous registration
Dec 21, 2009 to Oct 21, 2025factForm ADV
← CHRISTOPHER WILLIAM MUIRHEADAdvisorregistration: previous registration
Sep 12, 2012 to Oct 21, 2025factForm ADV

Controls (3)

← GOLDBERG, GERALD, WAYNEOwnerCHAIRMAN, CIO, ownership code E, individual
Feb 28, 2012 to Mar 26, 2024factForm ADV
← GOLDBERG, TIMOTHY, SETHOwnerCHIEF EXECUTIVE OFFICER, ownership code A, individual
Mar 22, 2019 to Mar 26, 2024factForm ADV
← Roberts, Kimberly, SOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 29, 2019 to Mar 26, 2024factForm ADV

Dated events

Occurred
Oct 21, 2025
Advisor changed firm
Christopher William Muirhead left Winslow Asset Management Inc for Hightower Advisors, Llc (registered 2023-03-06)
Form ADVobserved 4 days ago
Occurred
Oct 21, 2025
Advisor changed firm
Jeffrey Butler Travis left Winslow Asset Management Inc for Oak Associates Ltd (registered 2022-04-06)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2024
Control person left
William Christopher Muirhead (Assistant Chief Investment Officer) no longer on Schedule A of Winslow Asset Management Inc (listed 2023-03-27, absent 2024-03-26)
Form ADVobserved 4 days ago
Occurred
Mar 22, 2019
Control person joined
Seth Timothy Goldberg (Principal, Director Client Service) appeared on Schedule A of Winslow Asset Management Inc
Form ADVobserved 4 days ago
Occurred
Mar 22, 2019
Control person left
Butler Jeffrey Travis (Research Analyst, Chief Compliance Officer) no longer on Schedule A of Winslow Asset Management Inc (listed 2018-03-15, absent 2019-03-22)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff70a4cd-a912-c78a-b370-0d70df58ab00
First observed: Feb 28, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WINSLOW ASSET MANAGEMENT INC

CRD 106337

BEACHWOOD, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff70a4cd-a912-c78a-b370-0d70df58ab00

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GERALD WAYNE GOLDBERG

n/a

BEACHWOOD, OH

n/a

BARBARA ANN MYERS

n/a

BEACHWOOD, OH

n/a

SUSAN FINE AKERS

n/a

BEACHWOOD, OH

n/a

PHOEBE VANDUSEN SYLVESTER KAYLOR

n/a

BEACHWOOD, OH

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOLDBERG, GERALD, WAYNE

CHAIRMAN, CIO

yes

06/1992

Feb 28, 2012

Mar 26, 2024

GOLDBERG, TIMOTHY, SETH

CHIEF EXECUTIVE OFFICER

yes

06/2022

Mar 22, 2019

Mar 26, 2024

Roberts, Kimberly, S

CHIEF COMPLIANCE OFFICER

yes

05/2019

May 29, 2019

Mar 26, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$627M

n/a

2024

Mar 25, 2025

$582M

n/a

2023

Mar 26, 2024

$586M

n/a

2022

Mar 27, 2023

$504M

n/a

2021

Mar 30, 2022

$629M

n/a

2020

Mar 29, 2021

$531M

n/a

2019

Mar 31, 2020

$496M

n/a

2018

Mar 22, 2019

$528M

$497M

n/a

2017

Mar 15, 2018

$631M

$599M

n/a

2016

Mar 23, 2017

$554M

$534M

n/a

2015

Mar 29, 2016

$609M

$559M

n/a

2014

Mar 17, 2015

$732M

$675M

n/a

2013

Mar 12, 2014

$695M

$649M

n/a

2012

Feb 11, 2013

$570M

$561M

n/a

2011

Feb 28, 2012

$475M

$466M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

50.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$627M

$582M

7.7%

$504M

7.5%