DFX Intelligence

G•••••• H••••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

G•••••• H••••••• W•••••

Advisor at P•• A•••••••• L••

Bala Cynwyd, PA | BALA CYNWYD, PA

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Search this name across graphsid dfx:ria:ff753b6d-381e-f7ac-cc21-c4d424e5ec95

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•• F••••••••• L••	No RAUM reported	Feb 15, 2023	n/a	yes	Bala Cynwyd, PA	Current employment
P•• A•••••••• L••	State registered	Jan 3, 2011	n/a	yes	BALA CYNWYD, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••• B•••• F•••••••• P•••••••• I•••	P•• A•••••••• L••	May 14, 2014	Jan 3, 2011	-1,227	Firm change after gap	Other

Relationships

Registered with (4)

→ A•• F••••••••• L••Registered adviserregistration: current employment
Feb 15, 2023 to presentfactForm ADV
→ P•• A•••••••• L••Registered adviserregistration: current employment
Jan 3, 2011 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 20, 2002 to presentfactForm ADV
→ K••• B•••• F•••••••• P•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff753b6d-381e-f7ac-cc21-c4d424e5ec95
First observed: Sep 17, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.