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Advisor at EDWARD JONES
SUISUN CITY, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Jan 31, 2024 | n/a | yes | SUISUN CITY, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 4, 2012 | Feb 12, 2024 | no | VACAVILLE, CA|TRAVIS AFB, CA|FAIRFIELD, CA|ANTIOCH, CA|RICHMOND, CA|ANTIOCH, CA|TRAVIS AFB, CA|SUISUN, CA|FAIRFIELD, CA|CONCORD, CA|FAIRFIELD, CA|MERCED, CA|ATWATER, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 28, 2007 | Dec 21, 2011 | no | PINOLE, CA|SAN JOSE, CA|Jacksonville, FL|SAN FRANCISCO, CA|SAN PABLO, CA|SAN FRANCISCO, CA|ORINDA, CA|LAFAYETTE, CA|CONCORD, CA|SAN PABLO, CA|Pleasant Hill, CA|WALNUT CREEK, CA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Jul 24, 2006 | Dec 3, 2007 | no | SACRAMENTO, CA|FAIRFIELD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | EDWARD JONES | Feb 12, 2024 | Jan 31, 2024 | -12 | Firm change | Ibd to ibd |
| CITIGROUP GLOBAL MARKETS INC. | LPL FINANCIAL LLC | Dec 21, 2011 | Jan 4, 2012 | 14 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | CITIGROUP GLOBAL MARKETS INC. | Dec 3, 2007 | Nov 28, 2007 | -5 | Firm change | Other |