DFX Intelligence

J••••••• H••••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

J••••••• H••••••• C••••••

Advisor at Y••••• A•••• M••••••••• L••

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:ff7b6a72-8603-279a-12b3-703f9a7b2fe5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 27, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Y••••• A•••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Y••••• A•••• M••••••••• L••	State registered	Sep 3, 2024	n/a	yes	NEWPORT BEACH, CA	Current employment
P••••••••• C•••••• M•••••••••	n/a	Feb 27, 2023	Jul 24, 2024	no	SANTA BARBARA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• C•••••• M•••••••••	Y••••• A•••• M••••••••• L••	Jul 24, 2024	Sep 3, 2024	41	Firm change	Other

Relationships

Registered with (2)

→ Y••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Sep 3, 2024 to presentfactForm ADV
→ P••••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Feb 27, 2023 to Jul 24, 2024factForm ADV

Dated events

Occurred
Jul 24, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff7b6a72-8603-279a-12b3-703f9a7b2fe5
First observed: Feb 27, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.