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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

LAWRENCE CALVERT MCAUSLAND

Advisor at LPL FINANCIAL LLC

KIRKLAND, WA

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Search this name across graphsid dfx:ria:ff7d1005-4e38-57ff-4dca-d907f549f152

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 6, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 11, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 11, 1992
First registration: Nov 6, 1996
Dual registered: yes, broker-dealer
Other names: LAURENCE CALVERT MCAUSLAND|CAL MCAUSLAND|LAURENCE C MCAUSLAND
IAPD individual key: 2206464

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 12, 2024	n/a	yes	KIRKLAND, WA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 12, 2020	Jun 13, 2024	no	BELLEVUE, WA\|SEDONA, AZ	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jul 2, 2012	Nov 12, 2020	no	CHESTERFIELD, MO\|BELLEVUE, WA\|SEDONA, AZ	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Nov 6, 1996	Jul 2, 2012	no	BELLEVUE, WA\|SEDONA, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Jun 13, 2024	Jun 12, 2024	-1	Firm change	Ibd to ibd
FIRST ALLIED ADVISORY SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 12, 2020	Nov 12, 2020	0	Bulk transfer	Ibd to ibd
FIRST ALLIED SECURITIES, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Jul 2, 2012	Jul 2, 2012	0	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 12, 2024 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Nov 12, 2020 to Jun 13, 2024factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 2, 2012 to Nov 12, 2020factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Nov 6, 1996 to Jul 2, 2012factForm ADV

Dated events

Occurred
Jun 13, 2024
Advisor changed firm
Lawrence Calvert Mcausland left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2024-06-12)
Form ADVobserved 5 days ago