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Advisor at SAPIENT CAPITAL LLC
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SAPIENT CAPITAL LLC | Independent wealth | Nov 10, 2023 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Aug 30, 2022 | Mar 17, 2023 | no | INDIANAPOLIS, IN | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 24, 2022 | Sep 13, 2022 | no | Indianapolis, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | SAPIENT CAPITAL LLC | Mar 17, 2023 | Nov 10, 2023 | 238 | Firm change | Ibd to RIA |
| CHARLES SCHWAB & CO., INC. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Sep 13, 2022 | Aug 30, 2022 | -14 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 793:324899:IN:2023-03-17 | Mar 17, 2023 | Nov 10, 2023 | INDIANAPOLIS, IN | Firm change |