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Advisor at STONEX ADVISORS INC.
BIRMINGHAM, AL | CAVE CREEK, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | Bd affiliated wealth | Dec 18, 2019 | n/a | yes | BIRMINGHAM, AL|CAVE CREEK, AZ | Current employment |
| QUEST CAPITAL STRATEGIES, INC. | Former SEC adviser | Feb 12, 2016 | Dec 23, 2019 | no | CAVE CREEK, AZ|LAGUNA HILLS, CA|LAGUNA HILLS, CA|LAKE FOREST, CA | Previous registration |
| EDWARD JONES | National bd RIA | Mar 31, 2014 | Jan 8, 2016 | no | SCOTTSDALE, AZ|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| QUEST CAPITAL STRATEGIES, INC. | STONEX ADVISORS INC. | Dec 23, 2019 | Dec 18, 2019 | -5 | Bulk transfer | RIA to ibd |
| EDWARD JONES | QUEST CAPITAL STRATEGIES, INC. | Jan 8, 2016 | Feb 12, 2016 | 35 | Firm change | Other |