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RIA / WealthAdvisor12 years in industry

ADAM MICHAEL CROSS

Advisor at AMC WEALTH MANAGEMENT, LLC

CHICAGO, IL

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Search this name across graphsid dfx:ria:ff859eb9-5466-59f0-05b2-9305d650282e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 7, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMC WEALTH MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 4, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 8
Exams: S66
First exam: Oct 4, 2013
First registration: Oct 7, 2013
Dual registered: no
Other names: ADAM M CROSS
IAPD individual key: 5888011

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMC WEALTH MANAGEMENT, LLC	State registered	Sep 30, 2024	n/a	yes	CHICAGO, IL	Current employment
CARSON CAPITAL	State registered	Mar 28, 2023	Sep 27, 2024	no	Chicago, IL\|ST. LOUIS PARK, MN	Previous registration
AMC WEALTH MANAGEMENT, LLC	State registered	Jul 13, 2020	Sep 27, 2024	no	CHICAGO, IL	Previous registration
NORTHERN TRUST SECURITIES, INC	Bd affiliated wealth	Jan 14, 2015	Jul 13, 2020	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
EDWARD JONES	National bd RIA	Oct 7, 2013	May 12, 2014	no	Maryland Heights, MO\|Maryland Heights, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMC WEALTH MANAGEMENT, LLC	CARSON CAPITAL	Sep 27, 2024	Mar 28, 2023	-549	Firm change after gap	Other
CARSON CAPITAL	AMC WEALTH MANAGEMENT, LLC	Sep 27, 2024	Sep 30, 2024	3	Firm change	Other
NORTHERN TRUST SECURITIES, INC	AMC WEALTH MANAGEMENT, LLC	Jul 13, 2020	Jul 13, 2020	0	Firm change	Ibd to state RIA
EDWARD JONES	NORTHERN TRUST SECURITIES, INC	May 12, 2014	Jan 14, 2015	247	Firm change	Ibd to new firm

Relationships

Registered with (4)

→ AMC WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 13, 2020 to Sep 27, 2024factForm ADV
→ CARSON CAPITALRegistered adviserregistration: previous registration
Mar 28, 2023 to Sep 27, 2024factForm ADV
→ NORTHERN TRUST SECURITIES, INCRegistered adviserregistration: previous registration
Jan 14, 2015 to Jul 13, 2020factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 7, 2013 to May 12, 2014factForm ADV

Dated events

Occurred
Sep 27, 2024
Advisor changed firm
Adam Michael Cross left Carson Capital for Amc Wealth Management, Llc (registered 2024-09-30)
Form ADVobserved 6 days ago
Occurred
Sep 27, 2024
Advisor changed firm
Adam Michael Cross left Amc Wealth Management, Llc for Carson Capital (registered 2023-03-28)
Form ADVobserved 6 days ago