This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 30, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66|S63

First exam

Apr 30, 2012

First registration

Jun 8, 2021

Dual registered

yes, broker-dealer

Other names

ZOE SOHLDEN|Gongju Baek|Gong Ju Baek

IAPD individual key

6026828

• Occurred

  Jun 8, 2023
  Advisor changed firm

  Gongju Baek left Great Lakes Wealth, Llc for J.P. Morgan Securities Llc (registered 2023-07-25)

  Form ADVobserved 5 days ago
• Occurred

  Jan 5, 2022
  Advisor changed firm

  Gongju Baek left Mml Investors Services, Llc for Great Lakes Wealth, Llc (registered 2022-02-23)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ff91cf09-5236-5b79-ad30-8f1d663b6351

First observed

Jun 8, 2021

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.