R•••• L•• M•••

Advisor at K••••• A••••••• S•••••••• L••

AUSTIN, TX | Asheboro, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff98840a-6aca-dc71-f493-a8f412654fd7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 10, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 3, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jan 4, 2017	n/a	yes	Asheboro, NC\|AUSTIN, TX\|Asheboro, NC	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 12, 2007	Dec 20, 2016	no	EAGLE SPRINGS, NC\|ASHEBORO, NC\|JAMESTOWN, NC\|EAGLE SPRINGS, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	K••••• A••••••• S•••••••• L••	Dec 20, 2016	Jan 4, 2017	15	Firm change	Other
A• G• E•••••• • S•••• I•••	L•• F•••••••• L••	Oct 22, 2007	Oct 12, 2007

Relationships

Registered with (3)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 4, 2017 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 12, 2007 to Dec 20, 2016factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviserregistration: previous registration
Jun 10, 2005 to Oct 22, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff98840a-6aca-dc71-f493-a8f412654fd7
First observed: Jun 10, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.