DFX Intelligence

B•••• P•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

B•••• P•••• W•••••

Advisor at W••••• W••••• M••••••••• G••••• L• L• C•

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:ffa50665-ee59-e084-4004-09fe29ea60a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 30, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• W••••• M••••••••• G••••• L• L• C•
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• W••••• M••••••••• G••••• L• L• C•	State registered	Feb 14, 2024	n/a	yes	CHARLOTTE, NC	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Mar 25, 2017	Dec 26, 2023	no	CHARLOTTE, NC\|Charlotte, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	W••••• W••••• M••••••••• G••••• L• L• C•	Dec 26, 2023	Feb 14, 2024	50	Firm change	Ibd to state RIA
M•• F•••••••• S•••••••• I•••	M•• I•••••••• S•••••••• L••	Mar 25, 2017	Mar 25, 2017

Relationships

Registered with (3)

→ W••••• W••••• M••••••••• G••••• L• L• C•Registered adviserregistration: current employment
Feb 14, 2024 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2017 to Dec 26, 2023factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 30, 2015 to Mar 25, 2017factForm ADV

Dated events

Occurred
Dec 26, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ffa50665-ee59-e084-4004-09fe29ea60a5
First observed: Jul 30, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.