DFX Intelligence

D•••• M•••••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

D•••• M•••••• N••••••

Advisor at W••••••• W•••••• L••

WACO, TX

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Search this name across graphsid dfx:ria:ffa8aeb8-fcfc-4e88-a84f-84bb3397419d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 3, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 9, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• W•••••• L••	Independent wealth	Jan 20, 2022	n/a	yes	WACO, TX	Current employment
B••••••••• W••••• A•••••••• L••	No RAUM reported	Oct 31, 2019	Oct 21, 2025	no	BROWNSVILLE, TX\|WACO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• W••••• A•••••••• L••	W••••••• W•••••• L••	Oct 21, 2025	Jan 20, 2022	-1,370	Firm change after gap	Other
P••• A••••• S••••••••• L••	B••••••••• W••••• A•••••••• L••	Oct 30, 2019	Oct 31, 2019

Relationships

Registered with (3)

→ W••••••• W•••••• L••Registered adviserregistration: current employment
Jan 20, 2022 to presentfactForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 31, 2019 to Oct 21, 2025factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
May 3, 1999 to Oct 30, 2019factForm ADV

Dated events

Occurred
Oct 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ffa8aeb8-fcfc-4e88-a84f-84bb3397419d
First observed: May 3, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.