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Advisor at SAGE MOUNTAIN ADVISORS, LLC
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SAGE MOUNTAIN ADVISORS, LLC | Independent wealth | Jun 23, 2020 | n/a | yes | ATLANTA, GA | Current employment |
| BB&T SECURITIES, LLC | Former SEC adviser | Jan 2, 2018 | May 1, 2020 | no | CHARLOTTE, NC|ATLANTA, GA | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Jun 17, 2013 | Jan 2, 2018 | no | CHARLOTTE, NC|ATLANTA, GA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 6, 2010 | May 30, 2013 | no | ATLANTA, GA|MINNEAPOLIS, MN|ATLANTA, GA|CHARLOTTE, NC|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | SAGE MOUNTAIN ADVISORS, LLC | May 1, 2020 | Jun 23, 2020 | 53 | Firm change | Ibd to RIA |
| BB&T INVESTMENT SERVICES, INC. | BB&T SECURITIES, LLC | Jan 2, 2018 | Jan 2, 2018 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | BB&T INVESTMENT SERVICES, INC. | May 30, 2013 | Jun 17, 2013 | 18 | Firm change | Wirehouse to new firm |