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RIA / WealthAdvisordual registered (broker-dealer)9 years in industry

EDWIN RICARDO

Advisor at CHARLES SCHWAB & CO., INC.

Orlando, FL

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Search this name across graphsid dfx:ria:ffac717e-5cbf-c09e-a110-c9abc60a6c92

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 5, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2016earliest registration or exam on IAPD
Years in industry: 9derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 1, 2020
First registration: Mar 5, 2021
Dual registered: yes, broker-dealer
Other names: Edwin M Ricardo|Edwin Michael Ricardo
IAPD individual key: 7318038

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 2, 2026	n/a	yes	Orlando, FL	Current employment
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jun 9, 2025	Mar 5, 2026	no	Orlando, FL	Previous registration
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Aug 23, 2022	Apr 19, 2024	no	CORAL GABLES, FL\|Greenville, SC	Previous registration
ACE CAPITAL MANAGEMENT LLC	n/a	Mar 5, 2021	Oct 8, 2021	no	CORAL GABLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SCHWAB WEALTH ADVISORY, INC.	CHARLES SCHWAB & CO., INC.	Mar 5, 2026	Mar 2, 2026	-3	Firm change	Other
TD PRIVATE CLIENT WEALTH LLC	SCHWAB WEALTH ADVISORY, INC.	Apr 19, 2024	Jun 9, 2025	416	Firm change after gap	Other
ACE CAPITAL MANAGEMENT LLC	TD PRIVATE CLIENT WEALTH LLC	Oct 8, 2021	Aug 23, 2022	319	Firm change	Other

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Mar 2, 2026 to presentfactForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Jun 9, 2025 to Mar 5, 2026factForm ADV
→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: previous registration
Aug 23, 2022 to Apr 19, 2024factForm ADV
→ ACE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Mar 5, 2021 to Oct 8, 2021factForm ADV

Dated events

Occurred
Mar 5, 2026
Advisor changed firm
Edwin Ricardo left Schwab Wealth Advisory, Inc. for Charles Schwab & Co., Inc. (registered 2026-03-02)
Form ADVobserved 5 days ago
Occurred
Apr 19, 2024
Advisor changed firm
Edwin Ricardo left Td Private Client Wealth Llc for Schwab Wealth Advisory, Inc. (registered 2025-06-09)
Form ADVobserved 5 days ago