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Advisor at F L PUTNAM INVESTMENT MANAGEMENT CO.
Amherst, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F L PUTNAM INVESTMENT MANAGEMENT CO. | Independent wealth | Jul 18, 2024 | n/a | yes | Amherst, NY | Current employment |
| ARBOR CAPITAL MANAGEMENT CORP | Former SEC adviser | Jun 16, 2011 | Dec 6, 2024 | no | AMHERST, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARBOR CAPITAL MANAGEMENT CORP | F L PUTNAM INVESTMENT MANAGEMENT CO. | Dec 6, 2024 | Jul 18, 2024 | -141 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106461:106223:NY:2024-12-06 | Dec 6, 2024 | Jul 18, 2024 | AMHERST, NY | Firm change after gap |