DFX Intelligence

Data Factory

RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

WALL CAPITAL GROUP, INC.

CRD 105913

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ffb34c2c-5d1c-53c3-55a8-cf304760836d

Data as of Apr 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 0
Observed: Mar 14, 2012 to Apr 20, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.48 fund_share=0.01 institutional_share=0.51 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $295MItem 5.F on the latest filing (2026-04-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $132M
Private client RAUM: $142MderivedItem 5.D individuals plus high net worth individuals
Private client share: 48%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $98.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,487
Individual clients: 760
High net worth clients: 34
SEC number: 801-41815
CIK: 1699803
CRD: 105913
Filings on the tape: 33
First filed: Mar 14, 2012
Latest filed: Apr 20, 2026
Organised: Corporation, AZ
Website: wallcapitalgroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID JEROME WALL	Certified Financial Planner	Phoenix, AZ	28	36	n/a	no
Alisha Michelle Stocker	n/a	PHOENIX, AZ	4	10	n/a	no
James Lee Stocker	n/a	PHOENIX, AZ	1	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Stocker, Alisha, Michelle	VICE PRESIDENT	Na	yes	05/2022	Oct 27, 2022	Oct 23, 2024
WALL, COLLEEN, MAY	Secretary	D	yes	05/1990	Mar 14, 2012	Oct 23, 2024
WALL, DAVID, JEROME	PRESIDENT AND CHIEF COMPLIANCE OFFICER	D	yes	05/1990	Mar 14, 2012	Oct 23, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 20, 2026	$295M	$132M	5	3	0	n/a	n/a
2024	Mar 24, 2025	$108M	$103M	5	2	0	n/a	n/a
2023	Mar 13, 2024	$658M	$260M	6	4	0	n/a	n/a
2022	Mar 27, 2023	$630M	$144M	6	4	0	n/a	n/a
2021	Mar 21, 2022	$1.6B	$526M	6	4	1	n/a	n/a
2020	Mar 9, 2021	$1.5B	$518M	6	4	1	n/a	n/a
2019	Mar 12, 2020	$1.4B	$435M	7	4	1	n/a	n/a
2018	Mar 21, 2019	$1.1B	$352M	7	4	1	n/a	n/a
2017	Mar 15, 2018	$1.1B	$333M	7	4	1	n/a	n/a
2016	Mar 23, 2017	$912M	$312M	6	4	n/a	n/a	n/a
2015	Mar 29, 2016	$839M	$254M	4	3	n/a	n/a	n/a
2014	Mar 30, 2015	$840M	$231M	4	2	n/a	n/a	n/a
2013	Mar 7, 2014	$461M	$239M	4	2	n/a	n/a	n/a
2012	Mar 11, 2013	$647M	$210M	4	2	n/a	n/a	n/a
2011	Mar 14, 2012	$618M	$205M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$295M	$108M	174.0%	$630M	-22.4%	5	5	0	0

Relationships

Registered with (4)

← James Lee StockerAdvisorregistration: current employment
Jul 31, 2025 to presentfactForm ADV
← Alisha Michelle StockerAdvisorregistration: current employment
Dec 3, 2021 to presentfactForm ADV
← DAVID JEROME WALLAdvisorregistration: current employment
Jul 14, 1998 to presentfactForm ADV
← Stephen McLeodAdvisorregistration: previous registration
Nov 15, 2018 to Jun 1, 2020factForm ADV

Controls (3)

← WALL, DAVID, JEROMEOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 14, 2012 to Oct 23, 2024factForm ADV
← WALL, COLLEEN, MAYOwnerSECRETARY, ownership code D, individual
Mar 14, 2012 to Oct 23, 2024factForm ADV
← Stocker, Alisha, MichelleOwnerVICE PRESIDENT, ownership code NA, individual
Oct 27, 2022 to Oct 23, 2024factForm ADV

Dated events

Occurred
Mar 9, 2026
Regulatory AUM changed
Wall Capital Group, Inc. reported RAUM $294.7M, up 174% from $107.5M (2025-03-24 to 2026-03-09)
Form ADVobserved 4 days ago
$187M
Occurred
Mar 24, 2025
Regulatory AUM changed
Wall Capital Group, Inc. reported RAUM $107.5M, down 84% from $657.7M (2024-10-23 to 2025-03-24)
Form ADVobserved 4 days ago
$-550M
Occurred
Mar 27, 2023
Regulatory AUM changed
Wall Capital Group, Inc. reported RAUM $630.2M, down 61% from $1.6B (2022-10-27 to 2023-03-27)
Form ADVobserved 4 days ago
$-966M
Occurred
Oct 27, 2022
Control person joined
Michelle Alisha Stocker (Vice President) appeared on Schedule A of Wall Capital Group, Inc.
Form ADVobserved 4 days ago
Occurred
Mar 12, 2020
Regulatory AUM changed
Wall Capital Group, Inc. reported RAUM $1.4B, up 32% from $1.1B (2019-03-21 to 2020-03-12)
Form ADVobserved 4 days ago
$352M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ffb34c2c-5d1c-53c3-55a8-cf304760836d
First observed: Mar 14, 2012
Last observed: Apr 20, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WALL CAPITAL GROUP, INC.

CRD 105913

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ffb34c2c-5d1c-53c3-55a8-cf304760836d

Data as of Apr 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:15 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID JEROME WALL

Certified Financial Planner

Phoenix, AZ

n/a

Alisha Michelle Stocker

n/a

PHOENIX, AZ

n/a

James Lee Stocker

n/a

PHOENIX, AZ

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Stocker, Alisha, Michelle

VICE PRESIDENT

yes

05/2022

Oct 27, 2022

Oct 23, 2024

WALL, COLLEEN, MAY

Secretary

yes

05/1990

Mar 14, 2012

Oct 23, 2024

WALL, DAVID, JEROME

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

05/1990

Mar 14, 2012

Oct 23, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 20, 2026

$295M

$132M

n/a

2024

Mar 24, 2025

$108M

$103M

n/a

2023

Mar 13, 2024

$658M

$260M

n/a

2022

Mar 27, 2023

$630M

$144M

n/a

2021

Mar 21, 2022

$1.6B

$526M

n/a

2020

Mar 9, 2021

$1.5B

$518M

n/a

2019

Mar 12, 2020

$1.4B

$435M

n/a

2018

Mar 21, 2019

$1.1B

$352M

n/a

2017

Mar 15, 2018

$1.1B

$333M

n/a

2016

Mar 23, 2017

$912M

$312M

n/a

2015

Mar 29, 2016

$839M

$254M

n/a

2014

Mar 30, 2015

$840M

$231M

n/a

2013

Mar 7, 2014

$461M

$239M

n/a

2012

Mar 11, 2013

$647M

$210M

n/a

2011

Mar 14, 2012

$618M

$205M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$295M

$108M

174.0%

$630M

-22.4%