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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC

CRD 149101

LOOKOUT MOUNTAIN, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ffd2d5a0-467c-4c37-6a23-700ff3356eb6

Data as of Jul 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Jul 6, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.24 fund_share=0.18 institutional_share=0.58 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $314MItem 5.F on the latest filing (2026-07-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $243M
Private client RAUM: $74.2MderivedItem 5.D individuals plus high net worth individuals
Private client share: 24%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 138
High net worth clients: 42
Private funds: 2Schedule D 7.B(1)
Custody, client assets: $57.1M
SEC number: 801-70802
CRD: 149101
Filings on the tape: 25
First filed: Mar 30, 2012
Latest filed: Jul 6, 2026
Organised: Limited Liability Company, TN

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LAUREN TEMPLETON MASTER FUNDS SPC-GLOBAL MAXIMUM PESSIMISM MASTER SEGREGATED PORTFOLIO	Hedge Fund	$67.1M	Mar 26, 2015	2	Mar 30, 2012	dropped	021-100517
LAUREN TEMPLETON FUNDS SPC-GLOBAL MAXIMUM PESSIMISM SEGREGATED PORTFOLIO	Hedge Fund	$53.2M	Mar 22, 2013	2	Mar 30, 2012	dropped	021-100517
TEMPLETON & PHILLIPS PARTNERS FUND, LLC	Hedge Fund	$30.6M	Apr 9, 2024	13	Mar 4, 2021	reported	021-371167
LAUREN TEMPLETON GLOBAL MAXIMUM PESSIMISM FUND, LP	Hedge Fund	$951,683	Jul 10, 2012	1	Mar 30, 2012	dropped	021-101592
LAUREN TEMPLETON MASTER FUNDS SPC-THE OXFORD TEMPLETON INTERNATIONAL EQUITY MASTER SEGREGATED PORTFOLIO	Hedge Fund	$0	Apr 15, 2016	0	Mar 30, 2016	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PHILLIPS, DAVID, SCOTT	MANAGING MEMBER CHIEF COMPLIANCE OFFICER	Na	yes	03/2017	Mar 31, 2017	Apr 9, 2024
TEMPLETON, LAUREN, CORTNEY	MANAGING MEMBER	E	yes	11/2001	Mar 30, 2012	Apr 9, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$314M	$243M	3	2	0	2	n/a
2023	Mar 26, 2024	$202M	$162M	2	2	0	1	$30.6M
2022	Mar 30, 2023	$178M	$141M	3	2	0	1	$26.2M
2021	Mar 21, 2022	$170M	$144M	2	2	0	1	$24.7M
2020	Mar 4, 2021	$166M	$135M	2	2	0	1	$22.0M
2019	Mar 23, 2020	$135M	$123M	2	2	0	n/a	n/a
2018	Mar 27, 2019	$112M	$100M	2	2	0	n/a	n/a
2017	Mar 26, 2018	$143M	$130M	2	2	0	n/a	n/a
2016	Mar 31, 2017	$116M	$104M	2	2	n/a	n/a	n/a
2015	Mar 30, 2016	$95.0M	$94.5M	2	2	n/a	1	$0
2014	Mar 26, 2015	$167M	$167M	3	2	n/a	1	$67.1M
2013	Mar 26, 2014	$158M	$158M	3	2	n/a	1	$67.5M
2012	Mar 22, 2013	$149M	$149M	3	2	n/a	2	$124M
2011	Mar 30, 2012	$146M	$146M	n/a	n/a	n/a	3	$124M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$314M	n/a	n/a	$178M	20.9%	3	n/a	0	n/a

Relationships

Advises (5)

→ TEMPLETON & PHILLIPS PARTNERS FUND, LLCPrivate fundHedge Fund, IA
Mar 4, 2021 to presentfactForm ADV
→ LAUREN TEMPLETON MASTER FUNDS SPC-THE OXFORD TEMPLETON INTERNATIONAL EQUITY MASTER SEGREGATED PORTFOLIOPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2016 to Apr 15, 2016factForm ADV
→ LAUREN TEMPLETON MASTER FUNDS SPC-GLOBAL MAXIMUM PESSIMISM MASTER SEGREGATED PORTFOLIOPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 26, 2015factForm ADV
→ LAUREN TEMPLETON FUNDS SPC-GLOBAL MAXIMUM PESSIMISM SEGREGATED PORTFOLIOPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 22, 2013factForm ADV
→ LAUREN TEMPLETON GLOBAL MAXIMUM PESSIMISM FUND, LPPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jul 10, 2012factForm ADV

Controls (2)

← TEMPLETON, LAUREN, CORTNEYOwnerMANAGING MEMBER, ownership code E, individual
Mar 30, 2012 to Apr 9, 2024factForm ADV
← PHILLIPS, DAVID, SCOTTOwnerMANAGING MEMBER CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2017 to Apr 9, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ffd2d5a0-467c-4c37-6a23-700ff3356eb6
First observed: Mar 30, 2012
Last observed: Jul 6, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC

CRD 149101

LOOKOUT MOUNTAIN, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ffd2d5a0-467c-4c37-6a23-700ff3356eb6

Data as of Jul 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LAUREN TEMPLETON MASTER FUNDS SPC-GLOBAL MAXIMUM PESSIMISM MASTER SEGREGATED PORTFOLIO

Hedge Fund

$67.1M

Mar 26, 2015

Mar 30, 2012

dropped

021-100517

LAUREN TEMPLETON FUNDS SPC-GLOBAL MAXIMUM PESSIMISM SEGREGATED PORTFOLIO

Hedge Fund

$53.2M

Mar 22, 2013

Mar 30, 2012

dropped

021-100517

TEMPLETON & PHILLIPS PARTNERS FUND, LLC

Hedge Fund

$30.6M

Apr 9, 2024

Mar 4, 2021

reported

021-371167

LAUREN TEMPLETON GLOBAL MAXIMUM PESSIMISM FUND, LP

Hedge Fund

$951,683

Jul 10, 2012

Mar 30, 2012

dropped

021-101592

LAUREN TEMPLETON MASTER FUNDS SPC-THE OXFORD TEMPLETON INTERNATIONAL EQUITY MASTER SEGREGATED PORTFOLIO

Hedge Fund

Apr 15, 2016

Mar 30, 2016

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PHILLIPS, DAVID, SCOTT

MANAGING MEMBER CHIEF COMPLIANCE OFFICER

yes

03/2017

Mar 31, 2017

Apr 9, 2024

TEMPLETON, LAUREN, CORTNEY

MANAGING MEMBER

yes

11/2001

Mar 30, 2012

Apr 9, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$314M

$243M

n/a

2023

Mar 26, 2024

$202M

$162M

$30.6M

2022

Mar 30, 2023

$178M

$141M

$26.2M

2021

Mar 21, 2022

$170M

$144M

$24.7M

2020

Mar 4, 2021

$166M

$135M

$22.0M

2019

Mar 23, 2020

$135M

$123M

n/a

2018

Mar 27, 2019

$112M

$100M

n/a

2017

Mar 26, 2018

$143M

$130M

n/a

2016

Mar 31, 2017

$116M

$104M

n/a

2015

Mar 30, 2016

$95.0M

$94.5M

n/a

2014

Mar 26, 2015

$167M

n/a

$67.1M

2013

Mar 26, 2014

$158M

n/a

$67.5M

2012

Mar 22, 2013

$149M

n/a

$124M

2011

Mar 30, 2012

$146M

n/a

$124M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$314M

n/a

$178M

20.9%

n/a