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B••• T•• E••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

B••• T•• E••••• M••••••••• L••

CRD 161779

HOUSTON, TX

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Search this name across graphsid dfx:ria:ffdc8a6f-be34-f515-4cb7-44c24552f206

Data as of Apr 6, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 1
Observed: Feb 28, 2012 to Apr 6, 2015
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B••• T•• E••••• M••••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $71.0MItem 5.F on the latest filing (2015-04-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $71.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B••• T•• E••••• P••••••• F••• I• L•••	Private Equity Fund	$127M	Apr 6, 2015	18	Feb 28, 2012	reported	021-1049600767

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••••• R••••••	CHIEF COMPLIANCE OFFICER, MANAGER AND MEMBER	C	yes	07/2005	Feb 28, 2012	Apr 6, 2015
H•• 2••• L••	Partner	E	yes	02/2012	May 3, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••• B••••••	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Lakewoood	Co	United States	n/a	no
n/a	n/a	n/a	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$71.0M	$90.0M	-21.1%	n/a	n/a	3	3	n/a	n/a

Relationships

Advises (1)

→ B••• T•• E••••• P••••••• F••• I• L•••Private fundPrivate Equity Fund, IA
Feb 28, 2012 to presentfactForm ADV

Controls (9)

← W•••••• T•••••• D•OwnerMEMBER, ownership code D, individual
May 3, 2012 to presentfactForm ADV
← D••••••••• R••••••OwnerCHIEF COMPLIANCE OFFICER, MANAGER AND MEMBER, ownership code C, individual
Feb 28, 2012 to presentfactForm ADV
← T•••••• B••••OwnerMANAGER AND MEMBER, ownership code B, individual

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ffdc8a6f-be34-f515-4cb7-44c24552f206
First observed: Feb 28, 2012
Last observed: Apr 6, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.