DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
LAKEWOOD, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 30, 2008 | n/a | yes | LAKEWOOD, CO | Current employment |
| W••••• S••••• S••••••••• I••• | Former SEC adviser | Dec 11, 2003 | Oct 6, 2005 | no | AURORA, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| H•• A••••••• | W••••• S••••• A••••••• I•• | Aug 28, 2008 | Oct 17, 2002 | -2,142 | Firm change after gap | Other |
| W••••• S••••• A••••••• I•• | W••••• S••••• S••••••••• I••• | Oct 6, 2005 | Dec 11, 2003 |
| W••••• S••••• A••••••• I•• | n/a | Oct 17, 2002 | Oct 6, 2005 | no | AURORA, CO | Previous registration |
| H•• A••••••• | Former SEC adviser | Oct 1, 2002 | Aug 28, 2008 | no | AURORA, CO|GREENWOOD VILLAGE, CO | Previous registration |
| -665 |
| Firm change after gap |
| Other |
| W••••• S••••• S••••••••• I••• | L•• F•••••••• L•• | Oct 6, 2005 | May 30, 2008 | 967 | Firm change after gap | Other |