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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

NEW ENERGY CAPITAL PARTNERS LLC

CRD 162238

HANOVER, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ffe9e556-dadf-ad6c-3eb0-f7526bda941e

Data as of Mar 26, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 1
Observed: Mar 6, 2012 to Mar 26, 2021
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

NEW Energy Capital Partners LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $827MItem 5.F on the latest filing (2021-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $822M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 12
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 8
Private funds: 6Schedule D 7.B(1)
Private fund GAV: $670Mgross asset value as reported per fund; never fund size
Custody, client assets: $253M
SEC number: 801-74525
CRD: 162238
Filings on the tape: 12
First filed: Mar 6, 2012
Latest filed: Mar 26, 2021
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROWN, SCOTT SINCLAIR	CHIEF EXECUTIVE OFFICER	D	yes	07/2010	Mar 6, 2012	Mar 26, 2021
FOX, PATRICK, MICHAEL	MANAGING PARTNER	B	yes	01/2017	Mar 20, 2018	Mar 26, 2021
NAUGHTON, THOMAS, W	CHIEF FINANCIAL OFFICER AND DIRECTOR OF INVESTOR RELATIONS	Na	yes	09/2016	Mar 20, 2017	Mar 26, 2021
Whittaker, M, Curtis	MANAGING PARTNER	Na	yes	07/2010	Mar 20, 2018	Mar 26, 2021
ROGER BROWN, TRUSTEE OF THE SCOTT S. BROWN AND MARY K. BROWN IRREVOCABLE TRUST FBO CATHERINE A. BROWN DATED DECEMBER 6, 2019	Member	A	no	01/2020	Mar 26, 2021	Mar 26, 2021
ROGER BROWN, TRUSTEE OF THE SCOTT S. BROWN AND MARY K. BROWN IRREVOCABLE TRUST FBO JAMES S. BROWN DATED DECEMBER 6, 2019	Member	A	no	01/2020	Mar 26, 2021	Mar 26, 2021
ROGER BROWN, TRUSTEE OF THE SCOTT S. BROWN AND MARY K. BROWN IRREVOCABLE TRUST FBO JONATHAN K. BROWN DATED DECEMBER 6, 2019	Member	A	no	01/2020	Mar 26, 2021	Mar 26, 2021
ROGER BROWN, TRUSTEE OF THE SCOTT S. BROWN AND MARY K. BROWN IRREVOCABLE TRUST FBO KRISTA K. BROWN DATED DECEMBER 6, 2019	Member	A	no	01/2020	Mar 26, 2021	Mar 26, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M. CURTIS WHITTAKER	n/a	n/a	n/a	N	no	n/a
NEC AF2 GP PARTNER, LLC	n/a	n/a	n/a	N	yes	n/a
NECIC GP, LLC	n/a	n/a	n/a	N	yes	n/a
NECICF II GP, LLC	n/a	n/a	n/a	N	yes	n/a
NEW ENERGY CAPITAL PARTNERS GP, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Golden	Co	United States	1	no
Boston	Ma	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 26, 2021	$827M	$822M	12	12	2	6	$670M
2019	Mar 25, 2020	$851M	$846M	11	11	2	6	$688M
2018	Mar 27, 2019	$951M	$943M	10	10	2	6	$815M
2017	Mar 20, 2018	$527M	$499M	11	11	2	3	$360M
2016	Mar 20, 2017	$494M	$428M	10	10	n/a	3	$281M
2015	Mar 29, 2016	$231M	$166M	5	5	n/a	1	$66.0M
2014	Mar 18, 2015	$132M	$57.0M	6	6	n/a	1	$57.0M
2013	Mar 13, 2014	$132M	$57.0M	4	4	n/a	1	$57.0M
2012	Feb 20, 2013	$100M	$50.0M	5	5	n/a	1	$50.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$827M	$851M	-2.8%	$527M	16.2%	12	11	2	2

Relationships

Controls (4)

← FOX, PATRICK, MICHAELOwnerMANAGING PARTNER, ownership code B, individual
Mar 20, 2018 to presentfactForm ADV
← NAUGHTON, THOMAS, WOwnerCHIEF FINANCIAL OFFICER AND DIRECTOR OF INVESTOR RELATIONS, ownership code NA, individual
Mar 20, 2017 to presentfactForm ADV
← Whittaker, M, CurtisOwnerMANAGING PARTNER, ownership code NA, individual
Mar 20, 2018 to presentfactForm ADV
← BROWN, SCOTT SINCLAIROwnerCHIEF EXECUTIVE OFFICER, ownership code D, individual
Mar 6, 2012 to presentfactForm ADV

Owns (4)

← ROGER BROWN, TRUSTEE OF THE SCOTT S. BROWN AND MARY K. BROWN IRREVOCABLE TRUST FBO CATHERINE A. BROWN DATED DECEMBER 6, 2019OwnerMEMBER, ownership code A, domestic entity
Mar 26, 2021 to presentfactForm ADV
← ROGER BROWN, TRUSTEE OF THE SCOTT S. BROWN AND MARY K. BROWN IRREVOCABLE TRUST FBO JAMES S. BROWN DATED DECEMBER 6, 2019OwnerMEMBER, ownership code A, domestic entity
Mar 26, 2021 to presentfactForm ADV
← ROGER BROWN, TRUSTEE OF THE SCOTT S. BROWN AND MARY K. BROWN IRREVOCABLE TRUST FBO JONATHAN K. BROWN DATED DECEMBER 6, 2019OwnerMEMBER, ownership code A, domestic entity
Mar 26, 2021 to presentfactForm ADV
← ROGER BROWN, TRUSTEE OF THE SCOTT S. BROWN AND MARY K. BROWN IRREVOCABLE TRUST FBO KRISTA K. BROWN DATED DECEMBER 6, 2019OwnerMEMBER, ownership code A, domestic entity
Mar 26, 2021 to presentfactForm ADV

Dated events

Occurred
Mar 27, 2019
Regulatory AUM changed
New Energy Capital Partners Llc reported RAUM $951.3M, up 80% from $527.1M (2018-03-20 to 2019-03-27)
Form ADVobserved 6 days ago
$424M
Occurred
Mar 27, 2019
Control person left
Lee Adam Bernstein (Managing Partner) no longer on Schedule A of New Energy Capital Partners Llc (listed 2018-03-20, absent 2019-03-27)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ffe9e556-dadf-ad6c-3eb0-f7526bda941e
First observed: Mar 6, 2012
Last observed: Mar 26, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEW ENERGY CAPITAL PARTNERS LLC

CRD 162238

HANOVER, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ffe9e556-dadf-ad6c-3eb0-f7526bda941e

Data as of Mar 26, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROWN, SCOTT SINCLAIR

CHIEF EXECUTIVE OFFICER

yes

07/2010

Mar 6, 2012

Mar 26, 2021

FOX, PATRICK, MICHAEL

MANAGING PARTNER

yes

01/2017

Mar 20, 2018

Mar 26, 2021

NAUGHTON, THOMAS, W

CHIEF FINANCIAL OFFICER AND DIRECTOR OF INVESTOR RELATIONS

yes

09/2016

Mar 20, 2017

Mar 26, 2021

Whittaker, M, Curtis

MANAGING PARTNER

yes

07/2010

Mar 20, 2018

Mar 26, 2021

ROGER BROWN, TRUSTEE OF THE SCOTT S. BROWN AND MARY K. BROWN IRREVOCABLE TRUST FBO CATHERINE A. BROWN DATED DECEMBER 6, 2019

Member

01/2020

Mar 26, 2021

ROGER BROWN, TRUSTEE OF THE SCOTT S. BROWN AND MARY K. BROWN IRREVOCABLE TRUST FBO JAMES S. BROWN DATED DECEMBER 6, 2019

Member

01/2020

Mar 26, 2021

ROGER BROWN, TRUSTEE OF THE SCOTT S. BROWN AND MARY K. BROWN IRREVOCABLE TRUST FBO JONATHAN K. BROWN DATED DECEMBER 6, 2019

Member

01/2020

Mar 26, 2021

ROGER BROWN, TRUSTEE OF THE SCOTT S. BROWN AND MARY K. BROWN IRREVOCABLE TRUST FBO KRISTA K. BROWN DATED DECEMBER 6, 2019

Member

01/2020

Mar 26, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

M. CURTIS WHITTAKER

n/a

NEC AF2 GP PARTNER, LLC

n/a

yes

n/a

NECIC GP, LLC

n/a

yes

n/a

NECICF II GP, LLC

n/a

yes

n/a

NEW ENERGY CAPITAL PARTNERS GP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Golden

United States

Boston

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 26, 2021

$827M

$822M

$670M

2019

Mar 25, 2020

$851M

$846M

$688M

2018

Mar 27, 2019

$951M

$943M

$815M

2017

Mar 20, 2018

$527M

$499M

$360M

2016

Mar 20, 2017

$494M

$428M

n/a

$281M

2015

Mar 29, 2016

$231M

$166M

n/a

$66.0M

2014

Mar 18, 2015

$132M

$57.0M

n/a

$57.0M

2013

Mar 13, 2014

$132M

$57.0M

n/a

$57.0M

2012

Feb 20, 2013

$100M

$50.0M

n/a

$50.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$827M

$851M

-2.8%

$527M

16.2%