DFX Intelligence

D••••• D• M•••••••• • R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

D••••• D• M•••••••• • R••••

Advisor at R•• A•••••••• L••

VESTAVIA HILLS, AL | The Woodlands, TX

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Search this name across graphsid dfx:ria:fff5d913-768e-1c09-b2d0-ee1755863e70

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 20, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 16, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• A•••••••• L••	Independent wealth	Jul 20, 2026	n/a	yes	The Woodlands, TX\|VESTAVIA HILLS, AL	Current employment
O•••••••••	Institutional manager	Sep 8, 2025	Jan 16, 2026	no	THE WOODLANDS, TX\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••••••	R•• A•••••••• L••	Jan 16, 2026	Jul 20, 2026	185	Firm change	Other
O•••• P•••••••• S••••••••• L••	O•••••••••	Sep 9, 2025	Sep 8, 2025

Relationships

Registered with (3)

→ R•• A•••••••• L••Registered adviserregistration: current employment
Jul 20, 2026 to presentfactForm ADV
→ O•••••••••Registered adviserregistration: previous registration
Sep 8, 2025 to Jan 16, 2026factForm ADV
→ O•••• P•••••••• S••••••••• L••Registered adviserregistration: previous registration
May 20, 2025 to Sep 9, 2025factForm ADV

Dated events

Occurred
Jan 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 9, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fff5d913-768e-1c09-b2d0-ee1755863e70
First observed: May 20, 2025
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.