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Advisor at FIRST CITIZENS INVESTOR SERVICES, INC.
Pasadena, CA | San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST CITIZENS INVESTOR SERVICES, INC. | Bd affiliated wealth | Sep 20, 2023 | n/a | yes | San Diego, CA|Pasadena, CA | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Dec 13, 2021 | Sep 20, 2023 | no | El Cajon, CA|El Cajon, CA|El Cajon, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Nov 30, 2020 | Nov 17, 2021 | no | EL CAJON, CA|SAN DIEGO, CA|SAN DIEGO, CA|SANTEE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | FIRST CITIZENS INVESTOR SERVICES, INC. | Sep 20, 2023 | Sep 20, 2023 | 0 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | U.S. BANCORP INVESTMENTS, INC. | Nov 17, 2021 | Dec 13, 2021 | 26 | Firm change | Wirehouse to ibd |