DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at HUNT WEALTH MANAGEMENT
Concord, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HUNT WEALTH MANAGEMENT | Independent wealth | Jul 17, 2017 | n/a | yes | Concord, CA | Current employment |
| SOWELL MANAGEMENT | Independent wealth | Jul 19, 2017 | Aug 22, 2017 | no | Walnut Creek, CA|NORTH LITTLE ROCK, AR | Previous registration |
| SOWELL MANAGEMENT | Independent wealth | Sep 16, 2016 | Jun 13, 2017 | no | Walnut Creek, CA|NORTH LITTLE ROCK, AR | Previous registration |
| CONCERT WEALTH MANAGEMENT | Former SEC adviser | Apr 16, 2009 | Dec 21, 2017 | no | SAN JOSE, CA|SAN JOSE, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Oct 5, 2006 | Apr 13, 2009 | no | WALNUT CREEK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONCERT WEALTH MANAGEMENT | SOWELL MANAGEMENT | Dec 21, 2017 | Sep 16, 2016 | -461 | Firm change after gap | Other |
| SOWELL MANAGEMENT | n/a | Aug 22, 2017 | n/a | n/a | Departure no registered destination | Departure |
| SOWELL MANAGEMENT | HUNT WEALTH MANAGEMENT | Jun 13, 2017 | Jul 17, 2017 | 34 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | CONCERT WEALTH MANAGEMENT | Apr 13, 2009 | Apr 16, 2009 | 3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 141253:127145:CA:2017-12-15 | Dec 21, 2017 | Sep 16, 2016 | SAN JOSE, CA | Firm change after gap |
| 127145:288892:AR:2017-06-13 | Jun 13, 2017 | Jul 17, 2017 | NORTH LITTLE ROCK, AR | Firm change |