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Advisor at PROSPERITY - AN EISNERAMPER COMPANY
Fitchburg, MA | OWINGS MILLS, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPERITY - AN EISNERAMPER COMPANY | Independent wealth | Sep 17, 2025 | n/a | yes | Fitchburg, MA|OWINGS MILLS, MD | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | May 13, 2025 | Sep 25, 2025 | no | Ficthburg, MA|WAKEFIELD, MA|Worcester, MA | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jul 14, 2023 | Jan 19, 2024 | no | AUBURN, MA | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Feb 27, 2023 | Mar 17, 2023 | no | WORCESTER, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | PROSPERITY - AN EISNERAMPER COMPANY | Sep 25, 2025 | Sep 17, 2025 | -8 | Firm change | Ibd to RIA |
| COMMONWEALTH FINANCIAL NETWORK | MML INVESTORS SERVICES, LLC | Jan 19, 2024 | May 13, 2025 | 480 | Firm change after gap | Ibd to ibd |
| CETERA INVESTMENT ADVISERS LLC | COMMONWEALTH FINANCIAL NETWORK | Mar 17, 2023 | Jul 14, 2023 | 119 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:133777:MA:2025-09-25 | Sep 25, 2025 | Sep 17, 2025 | WORCESTER, MA | Firm change |