••• Locked

2 advisors left T•• I••••••••• A•••• M••••••••• 2• L•• (Portland, OR) for C••••• W•••••• L•• on the same day

Why now: Dated 2026-09-02 (filing); first seen by DFX 2026-09-22.

Buyer classes for this family: RIA aggregators, Advisor recruiters, Custodians, RIA principals.

advisors

exposure unknown

basis UNKNOWN

State

New

Historical signal

not measured as a predictor

Confidence

0.85

a same-day team move names the losing and gaining firm; recruiters, custodians and aggregators act on it within days. Evidence class: derived; source IAPD individual compilation feed (every investment adviser representative, daily).

the registrations are a re-registration under a renamed firm

DFX product: Advisor Recruiting Intelligence

• J••••• L••••• K•••••• · Managing Member · C••••• W•••••• L••
• D••••• M••••• · Managing Member · C••••• W•••••• L••
• M•••••• A••••• S•••••••• · Chief Compliance Officer · C••••• W•••••• L••
• K•••• J••••• M••••• · Chief Legal Officer / Board Member · T•• I••••••••• A•••• M••••••••• 2• L••
• S•••• L•••• S••••••• · Chief Compliance Officer · T•• I••••••••• A•••• M••••••••• 2• L••
• D•••• V•••••• · Chief Financial Officer / Board Member · T•• I••••••••• A•••• M••••••••• 2• L••