DFX Intelligence

Data Factory

3 advisors left Teamwork Financial Advisors, LLC (New Braunfels, TX) for Heritage Haus Wealth Partners LLC on the same day | DFX Data Factory

NewDerived metricRIA / WealthAdvisor Recruiting IntelligenceAug 14, 2026 · first seen 6 days ago

3 advisors left Teamwork Financial Advisors, LLC (New Braunfels, TX) for Heritage Haus Wealth Partners LLC on the same day

TEAMWORK FINANCIAL ADVISORS, LLC · firm

computed from facts with a stated formula and window

What changed

3 advisors left Teamwork Financial Advisors, LLC (New Braunfels, TX) for Heritage Haus Wealth Partners LLC on the same day

Why now: Dated 2026-08-14 (filing); first seen by DFX 2026-09-15.

Who this matters to

only relationships the graph supports

Primary

TEAMWORK FINANCIAL ADVISORS, LLCadverse
lost the team. the firm that lost advisors · df_pub_event.subject

Secondary

HERITAGE HAUS WEALTH PARTNERS LLCfavourable
gained the team. the destination firm · df_pub_event.related

Potential beneficiaries

Advisor recruiters (class)favourable
recruits from firms in motion. colleagues follow a team · class
Custodians (class)favourable
custodies the moving assets. assets re-paper on a move · class

Buyer classes for this family: RIA aggregators, Advisor recruiters, Custodians, RIA principals.

Economic footprint

probability and consequence kept apart

advisors: exposure unknown
State: New
Historical signal: not measured as a predictor
Confidence: 0.85

Why it matters

a same-day team move names the losing and gaining firm; recruiters, custodians and aggregators act on it within days. Evidence class: derived; source IAPD individual compilation feed (every investment adviser representative, daily).

What to do next

workflow actions, never advice

Open firm View advisor flows Universe: firms in motion

DFX product: Advisor Recruiting Intelligence

Who would own this decision

public roster names; business contact details are an account feature

Michael Francisco Gaona · Managing Member, Vice President · HERITAGE HAUS WEALTH PARTNERS LLC
Michael Samuel Srulowitz · Managing Member, Ceo, Cco · HERITAGE HAUS WEALTH PARTNERS LLC
Douglas Ronald Moe · Founder · TEAMWORK FINANCIAL ADVISORS, LLC

Evidence

Evidence, method and the rank's parts

Sources

IAPD individual compilation feed (every investment adviser representative, daily) · Aug 14, 2026adviserinfo.sec.gov

What would make this less concerning

the registrations are a re-registration under a renamed firm

Actionability, eleven dimensions (0 to 5)

novelty5
confidence4
timeliness4
actionability3
affected entities2
economic magnitude0
financing consequence0
portfolio consequence2
commercial consequence5
investment consequence1
fundraising consequence

More advisor recruiting intelligence signals

NewDerived metricRIA / WealthAdvisor Recruiting Intelligence

3 advisors left Commonwealth Financial Network (Tell City, IN) for Kestra Advisory Services, LLC on the same day

Dated 2026-09-20 (filing); first seen by DFX 2026-09-21.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

KESTRA ADVISORY SERVICES, LLC · destination firm

Advisor Recruiting IntelligenceSep 20, 2026 · seen today

NewDerived metricRIA / Wealth

Data Factory

3 advisors left Teamwork Financial Advisors, LLC (New Braunfels, TX) for Heritage Haus Wealth Partners LLC on the same day

3 advisors left Commonwealth Financial Network (Tell City, IN) for Kestra Advisory Services, LLC on the same day

2 advisors left UBS Financial Services Inc. (Northfield, NJ) for Benjamin F. Edwards & Company, Incorporated on the same day

4 advisors left Raymond James Financial Services Advisors, Inc (Amarillo, TX) for LPL Financial LLC on the same day

7 advisors left Ameriprise Financial Services, LLC (Robbinsdale, MN) for Fathom Advisors LLC on the same day

2 advisors left Cambridge Investment Research Advisors, Inc. (Ann Arbor, MI) for LPL Financial LLC on the same day

9 advisors left Cetera Investment Advisers LLC (Ionia, MI) for Raymond James Financial Services Advisors, Inc on the same day