DFX Intelligence

Data Factory

Sparx Asset Management Korea Co., Ltd. reported RAUM $2.1B, up 95% from $1.1B (2026-05-11 to 2026-06-29) | DFX Data Factory

NewDerived metricRIA / WealthAdvisor Recruiting IntelligenceJun 29, 2026 · first seen 5 days ago

Sparx Asset Management Korea Co., Ltd. reported RAUM $2.1B, up 95% from $1.1B (2026-05-11 to 2026-06-29)

SPARX ASSET MANAGEMENT KOREA CO., LTD. · firm

computed from facts with a stated formula and window

What changed

Sparx Asset Management Korea Co., Ltd. reported RAUM $2.1B, up 95% from $1.1B (2026-05-11 to 2026-06-29)

Why now: Dated 2026-06-29 (filing); first seen by DFX 2026-09-15.

Who this matters to

only relationships the graph supports

Primary

SPARX ASSET MANAGEMENT KOREA CO., LTD.mixed
the firm whose RAUM moved. the filing's own number · df_pub_event.subject

Potential beneficiaries

RIA aggregators (class)favourable
acquires firms in transition. a large move precedes a transaction · class

Buyer classes for this family: RIA aggregators, Advisor recruiters, Custodians, PE sponsors.

Economic footprint

probability and consequence kept apart

USD RAUM: exposure unknown
State: New
Historical signal: not measured as a predictor
Confidence: 1.00

Why it matters

a 25% RAUM move on a large firm is a dated business event; declines name acquisition and recruiting targets, rises name winners. Evidence class: derived; source SEC Form ADV filing data 2011-2024 (FOIA extract).

What to do next

workflow actions, never advice

Open firm View filing history

DFX product: Advisor Recruiting Intelligence

Who would own this decision

public roster names; business contact details are an account feature

Byung Hak Kim · Director · SPARX ASSET MANAGEMENT KOREA CO., LTD.
Hiroshi (nmn) Minematsu · Director · SPARX ASSET MANAGEMENT KOREA CO., LTD.
Takeshi Suzuki · Director · SPARX ASSET MANAGEMENT KOREA CO., LTD.

Evidence

Evidence, method and the rank's parts

Sources

SEC Form ADV filing data 2011-2024 (FOIA extract) · Jun 29, 2026adviserinfo.sec.gov

What would make this less concerning

the move is a reporting-basis change on the ADV

Actionability, eleven dimensions (0 to 5)

novelty5
confidence5
timeliness4
actionability2
affected entities1
economic magnitude0
financing consequence1
portfolio consequence1
commercial consequence4
investment consequence2
fundraising consequence1

More advisor recruiting intelligence signals

NewDerived metricRIA / WealthAdvisor Recruiting Intelligence

Tru Independence Asset Management 2, Llc reported RAUM $92.7M, down 65% from $264.7M (2026-08-25 to 2026-09-13)

Dated 2026-09-13 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

Advisor Recruiting IntelligenceSep 13, 2026 · seen 5 days ago

NewDerived metricRIA / WealthAdvisor Recruiting Intelligence

Data Factory

Sparx Asset Management Korea Co., Ltd. reported RAUM $2.1B, up 95% from $1.1B (2026-05-11 to 2026-06-29)

Tru Independence Asset Management 2, Llc reported RAUM $92.7M, down 65% from $264.7M (2026-08-25 to 2026-09-13)

Agis Management Llc reported RAUM $220.2M, down 49% from $428.7M (2026-03-28 to 2026-09-09)

Live Oak Family Offices Llc reported RAUM $0, down 100% from $158.3M (2025-02-03 to 2026-09-09)

Verecan Capital Management Inc. reported RAUM $1.5B, up 115% from $692.7M (2026-03-31 to 2026-09-04)

Lattis Management Lp reported RAUM $367.2M, up 74% from $210.7M (2026-03-30 to 2026-09-04)