DFX Intelligence
Independent Sponsor Intelligence
A national record of lower middle market ownership transitions, the verified independent sponsors that have bought companies like them, and the capital observed financing those deals. Facts, inferences and estimates are labelled as such, with the source and the date, on every row.
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Capital provider
S•••••••• P•••••• C••••• F••• L••
New York, NYOther Investment FundOther Investment Funddebt
Last verified Sep 13, 2026
2 sources · 72 observations
Mandate updated Sep 13, 2026
Which sponsors in their sectors has DFX not observed them beside
No announcement DFX has read names S•••••••• P•••••• C••••• F••• L•• as capital on an independent sponsor's deal, so there is no sector here to compare against yet.
What do they fund, equity or debt, how much, what structures
- Provider kinds
- Form d fundFactsources in which the provider appears· 100%· Federal regulator filings
- Capital side
- DebtInferencefund name and Form D fund type· 60%· Federal regulator filings
- Fund size
- $54.8MFactForm D total amount sold· 90%· Federal regulator filings
Announced transactions naming them
No sponsor counterparty has been observed for this provider yet. Sponsor friendliness on this page is a class prior (labelled inference) until a transaction naming this provider beside an independent sponsor is ingested.
What recent evidence says they are active
- May 26, 2026Form D filed$54.8MS•••••••• P•••••• C••••• F••• L•• filed Form D/A: $54,835,000 sold, Pooled Investment FundSEC EDGAR Form D data sets (quarterly) sec.gov
- May 30, 2025Form D filed$66.7MS•••••••• P•••••• C••••• F••• L•• filed Form D/A: $66,745,000 sold, Pooled Investment FundSEC EDGAR Form D data sets (quarterly) sec.gov
- May 30, 2025Form D filed$66.7MS•••••••• P•••••• C••••• F••• L•• filed Form D: $66,745,000 sold, Pooled Investment FundSEC EDGAR Form D data sets (quarterly) sec.gov
- Jun 10, 2024Form D filed$4.5MS•••••••• P•••••• C••••• F••• L•• filed Form D/A: $4,455,000 sold, Pooled Investment FundSEC EDGAR Form D data sets (quarterly) sec.gov
- Jun 12, 2023Form D filed$72.3MS•••••••• P•••••• C••••• F••• L•• filed Form D: $72,310,000 sold, Pooled Investment FundSEC EDGAR Form D data sets (quarterly) sec.gov
Sponsors this provider has financed
No financing of an independent sponsor by this provider has been observed in an announcement yet.
Evidence
| Predicate | Value | Class | Effective | Source |
|---|---|---|---|---|
| Address | 277 PARK AVENUE, 44TH FLOOR, NEW YORK, NY, 10172 | Fact | 2026-05-26 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Address | 277 PARK AVENUE, 44TH FLOOR, NEW YORK, NY, 10172 | Fact | 2025-05-30 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Address | 277 PARK AVENUE, 44TH FLOOR, NEW YORK, NY, 10172 | Fact | 2024-06-10 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Address | 450 LEXINGTON AVENUE, 31ST FLOOR, NEW YORK, NY, 10017 | Fact | 2023-06-12 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Entity kind | capital_provider | Inference | 2026-09-12 | DFX model output (scores, estimates, matches) no URL |
| Entity type | Limited Liability Company | Fact | 2026-05-26 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Entity type | Limited Liability Company | Fact | 2025-05-30 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Entity type | Limited Liability Company | Fact | 2024-06-10 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Entity type | Limited Liability Company | Fact | 2023-06-12 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Form d fund type | Other Investment Fund | Fact | 2026-05-26 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Form d fund type | Other Investment Fund | Fact | 2025-05-30 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Form d fund type | Other Investment Fund | Fact | 2024-06-10 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Form d fund type | Other Investment Fund | Fact | 2023-06-12 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Form d industry group | Pooled Investment Fund | Fact | 2026-05-26 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Form d industry group | Pooled Investment Fund | Fact | 2025-05-30 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Form d industry group | Pooled Investment Fund | Fact | 2024-06-10 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Form d industry group | Pooled Investment Fund | Fact | 2023-06-12 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Form d is amendment | true | Fact | 2026-05-26 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Form d is amendment | true | Fact | 2025-05-30 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Form d is amendment | false | Fact | 2025-05-30 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Form d is amendment | true | Fact | 2024-06-10 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Form d is amendment | false | Fact | 2023-06-12 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Incorporation timespan | withinFiveYears | Fact | 2026-05-26 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Incorporation timespan | withinFiveYears | Fact | 2025-05-30 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Incorporation timespan | withinFiveYears | Fact | 2024-06-10 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Incorporation timespan | withinFiveYears | Fact | 2023-06-12 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Jurisdiction of incorporation | DELAWARE | Fact | 2026-05-26 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Jurisdiction of incorporation | DELAWARE | Fact | 2025-05-30 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Jurisdiction of incorporation | DELAWARE | Fact | 2024-06-10 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Jurisdiction of incorporation | DELAWARE | Fact | 2023-06-12 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering amount sold | 54,835,000 | Fact | 2026-05-26 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering amount sold | 66,745,000 | Fact | 2025-05-30 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering amount sold | 4,455,000 | Fact | 2024-06-10 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering amount sold | 72,310,000 | Fact | 2023-06-12 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering amount total | 10,000,000,000 | Fact | 2023-06-12 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering exemptions | 06b | Fact | 2026-05-26 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering exemptions | 06b | Fact | 2025-05-30 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering exemptions | 06b | Fact | 2024-06-10 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering exemptions | 06b | Fact | 2023-06-12 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering first sale date | 2023-05-01 | Fact | 2026-05-26 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering first sale date | 2023-05-01 | Fact | 2025-05-30 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering first sale date | 2023-05-01 | Fact | 2024-06-10 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering first sale date | 2023-04-03 | Fact | 2023-06-12 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering investor count | 28 | Fact | 2026-05-26 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering investor count | 14 | Fact | 2025-05-30 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering investor count | 8 | Fact | 2024-06-10 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering investor count | 2 | Fact | 2023-06-12 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering is business combination | false | Fact | 2026-05-26 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering is business combination | false | Fact | 2025-05-30 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering is business combination | false | Fact | 2024-06-10 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering is business combination | false | Fact | 2023-06-12 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering min investment | 25,000 | Fact | 2026-05-26 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering min investment | 25,000 | Fact | 2025-05-30 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering min investment | 25,000 | Fact | 2024-06-10 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering min investment | 25,000 | Fact | 2023-06-12 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering security types | equity,pooled | Fact | 2026-05-26 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering security types | equity,pooled | Fact | 2025-05-30 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering security types | equity,pooled | Fact | 2024-06-10 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Offering security types | equity,pooled | Fact | 2023-06-12 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Sales commission amount | 0 | Fact | 2026-05-26 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Sales commission amount | 0 | Fact | 2025-05-30 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Sales commission amount | 0 | Fact | 2024-06-10 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Sales commission amount | 0 | Fact | 2023-06-12 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Year of incorporation | 2022 | Fact | 2026-05-26 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Year of incorporation | 2022 | Fact | 2025-05-30 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Year of incorporation | 2022 | Fact | 2024-06-10 | SEC EDGAR Form D data sets (quarterly) sec.gov |
| Year of incorporation | 2022 | Fact | 2023-06-12 | SEC EDGAR Form D data sets (quarterly) sec.gov |
60 further observations are on the record behind these, each with its own source and date. Ask and we will send the lot.